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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

Ann Winifred Hayes

Advisor at JANNEY MONTGOMERY SCOTT LLC

BOSTON, MA | Scituate, MA | PHILADELPHIA, PA

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Search this name across graphsid dfx:ria:beb1e985-8596-6675-8622-9fe8e44bfb2e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 18, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: JANNEY MONTGOMERY SCOTT LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 22, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Nov 22, 2000
First registration: Mar 18, 2003
Dual registered: yes, broker-dealer
Other names: ANN WINIFRED HAYES|Ann W Hayes
IAPD individual key: 1274482

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
JANNEY MONTGOMERY SCOTT LLC	Bd affiliated wealth	Jan 18, 2018	n/a	yes	PHILADELPHIA, PA\|Scituate, MA\|BOSTON, MA	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Mar 14, 2016	Feb 9, 2017	no	Scituate, MA\|Minneapolis, MN	Previous registration
BLACKROCK INVESTMENT MANAGEMENT, LLC	Asset manager	Sep 29, 2006	Apr 3, 2009	no	PLAINSBORO, NJ	Previous registration
MERRILL LYNCH INVESTMENT MANAGERS LP	n/a	Mar 18, 2003	Sep 29, 2006	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	JANNEY MONTGOMERY SCOTT LLC	Feb 9, 2017	Jan 18, 2018	343	Firm change	Other
BLACKROCK INVESTMENT MANAGEMENT, LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Apr 3, 2009	Mar 14, 2016	2,537	Firm change after gap	Other
MERRILL LYNCH INVESTMENT MANAGERS LP	BLACKROCK INVESTMENT MANAGEMENT, LLC	Sep 29, 2006	Sep 29, 2006	0	Bulk transfer	Other

Relationships

Registered with (4)

→ JANNEY MONTGOMERY SCOTT LLCRegistered adviserregistration: current employment
Jan 18, 2018 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Mar 14, 2016 to Feb 9, 2017factForm ADV
→ BLACKROCK INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 29, 2006 to Apr 3, 2009factForm ADV
→ MERRILL LYNCH INVESTMENT MANAGERS LPRegistered adviserregistration: previous registration
Mar 18, 2003 to Sep 29, 2006factForm ADV

Dated events

No dated event names this entity yet.