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RIA / WealthAdvisor38 years in industry

DAVID JONATHAN LEVY

Advisor at SPIRIT INVESTMENT ADVISORS

Henderson, NV | HENDERSON, NV

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Search this name across graphsid dfx:ria:beb22415-a5bb-d5b8-fb36-abb912d02870

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 8, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SPIRIT INVESTMENT ADVISORS
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 28, 1987earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Dec 28, 1987
First registration: Jul 8, 1997
Dual registered: no
Other names: D J LEVY
IAPD individual key: 1744296

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SPIRIT INVESTMENT ADVISORS	State registered	Apr 19, 2023	n/a	yes	Henderson, NV\|HENDERSON, NV	Current employment
SPIRIT GLOBAL INVESTMENT ADVISORS, LLC	State registered	Oct 29, 2018	Oct 6, 2023	no	SAN DIEGO, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Sep 28, 2018	no	SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Jul 8, 1997	Jan 1, 2008	no	SAN DIEGO, CA\|ST. LOUIS, MO\|SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SPIRIT GLOBAL INVESTMENT ADVISORS, LLC	SPIRIT INVESTMENT ADVISORS	Oct 6, 2023	Apr 19, 2023	-170	Firm change after gap	Other
WELLS FARGO ADVISORS	SPIRIT GLOBAL INVESTMENT ADVISORS, LLC	Sep 28, 2018	Oct 29, 2018	31	Firm change	Wirehouse to state RIA
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other

Relationships

Registered with (4)

→ SPIRIT INVESTMENT ADVISORSRegistered adviserregistration: current employment
Apr 19, 2023 to presentfactForm ADV
→ SPIRIT GLOBAL INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 29, 2018 to Oct 6, 2023factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Sep 28, 2018factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Jul 8, 1997 to Jan 1, 2008factForm ADV

Dated events

Occurred
Oct 6, 2023
Advisor changed firm
David Jonathan Levy left Spirit Global Investment Advisors, Llc for Spirit Investment Advisors (registered 2023-04-19)
Form ADVobserved 4 days ago