DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• J••••••• L•••

S••••• I••••••••• A•••••••state registeredHenderson, Nv IA-onlyIAPD 1744296

Feed of 09/15/2026

Also filed as D J L•••

At current firm

3 y

since Apr 19, 2023

In the industry

38 y

since Dec 28, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Professional profile: linkedin.com/in/david-jonathan-levy-98a5072reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

S••••• I••••••••• A••••••• state registered current
since Apr 19, 2023 · Henderson, Nv
S••••• G••••• I••••••••• A•••••••• L•• state registered
Oct 29, 2018 to Oct 6, 2023 · San Diego, Ca
W•••• F•••• A••••••• wirehouse
Jan 1, 2008 to Sep 28, 2018 · San Diego, Ca
A• G• E•••••• • S•••• I••• unclassified
Jul 8, 1997 to Jan 1, 2008 · San Diego, Ca

Moves

a registration end followed by a registration begin elsewhere

S••••• G••••• I••••••••• A•••••••• L•• to S••••• I••••••••• A•••••••
left Oct 6, 2023, registered Apr 19, 2023 (-170 days) · Other
W•••• F•••• A••••••• to S••••• G••••• I••••••••• A•••••••• L••
left Sep 28, 2018, registered Oct 29, 2018 (31 days) · Wirehouse to a state-registered adviser
A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Signals

D•••• J••••••• L••• left S••••• G••••• I••••••••• A•••••••• L•• for S••••• I••••••••• A••••••• (registered 2023-04-19)
Oct 6, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 38derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address