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Reading the graph
Advisor at UBS FINANCIAL SERVICES INC.
Briarcliff Manor, NY | STAMFORD, CT | NEW YORK, NY | CORAL GABLES, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | Wirehouse | Oct 3, 2024 | n/a | yes | STAMFORD, CT|CORAL GABLES, FL|Briarcliff Manor, NY|NEW YORK, NY | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 17, 2007 | Feb 22, 2011 | no | NEW YORK, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | UBS FINANCIAL SERVICES INC. | Feb 22, 2011 | Oct 3, 2024 | 4,972 | Firm change after gap | Wirehouse to wirehouse |