DFX Intelligence

C••••••••• M•••••• I••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

C••••••••• M•••••• I••••••••

Advisor at E•••••• A••••••• G••••• L••

GREENWOOD VILLAGE, CO | Melrose, MA

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Search this name across graphsid dfx:ria:becc9494-60c5-f30a-8d56-a3ce02323e91

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 21, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• A••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Feb 23, 2021	n/a	yes	Melrose, MA\|GREENWOOD VILLAGE, CO	Current employment
B••••••• F•••••••• P••••••• L••	Former SEC adviser	Jul 30, 2018	Dec 31, 2019	no	NEEDHAM, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• F•••••••• P••••••• L••	E•••••• A••••••• G••••• L••	Dec 31, 2019	Feb 23, 2021	420	Firm change after gap	Other
J••• H•••••• P••••••• F•••••••• S•••••••• L••	B••••••• F•••••••• P••••••• L••	Jun 21, 2018	Jul 30, 2018

Relationships

Registered with (3)

→ E•••••• A••••••• G••••• L••Registered adviserregistration: current employment
Feb 23, 2021 to presentfactForm ADV
→ B••••••• F•••••••• P••••••• L••Registered adviserregistration: previous registration
Jul 30, 2018 to Dec 31, 2019factForm ADV
→ J••• H•••••• P••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Dec 21, 2016 to Jun 21, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:becc9494-60c5-f30a-8d56-a3ce02323e91
First observed: Dec 21, 2016
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.