DFX Intelligence

G•••••• T••• O•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

G•••••• T••• O•••••

Advisor at L•• F•••••••• L••

NORTH READING, MA

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Search this name across graphsid dfx:ria:bed7aad0-f207-1fa0-0b6c-4d4a99e20f9b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 6, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 22, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Feb 25, 2013	n/a	yes	NORTH READING, MA	Current employment
P••••••• P•••••• W•••••• L••	Former SEC adviser	May 24, 2017	May 23, 2018	no	BURLINGTON, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• P•••••• W•••••• L••	n/a	May 23, 2018	n/a	n/a	Departure no registered destination	Departure
M•••• C••••••• A••••••• S••••••	L•• F•••••••• L••	Feb 20, 2013	Feb 25, 2013	5

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Feb 25, 2013 to presentfactForm ADV
→ P••••••• P•••••• W•••••• L••Registered adviserregistration: previous registration
May 24, 2017 to May 23, 2018factForm ADV
→ M•••• C••••••• A••••••• S••••••Registered adviserregistration: previous registration
Jan 6, 2012 to Feb 20, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bed7aad0-f207-1fa0-0b6c-4d4a99e20f9b
First observed: Jan 6, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.