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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Lauren Chelsea Cantillo

Advisor at ADVICE AND PLANNING SERVICES

Frisco, TX | Princeton, TX

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Search this name across graphsid dfx:ria:beebd361-b9e9-cad8-5527-2d424e22ea8d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Oct 10, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ADVICE AND PLANNING SERVICES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 8, 2018
First registration: Oct 10, 2018
Dual registered: yes, broker-dealer
Other names: Chelsea Cantillo|LAUREN CHELSEA CANTILLO|Lauren Cantillo|Lauren C Cantillo
IAPD individual key: 6941401

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Apr 28, 2025	n/a	yes	Princeton, TX\|Frisco, TX	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	May 16, 2023	Apr 15, 2025	no	DESERT HOT SPRINGS, CA\|YUCCA VALLEY, CA\|Plano, TX\|New York, NY\|Princeton, TX	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 23, 2022	May 16, 2023	no	PALM DESERT, CA\|LA QUINTA, CA\|PALM SPRINGS, CA\|PALM DESERT, CA	Previous registration
BEACON POINTE ADVISORS, LLC	Independent wealth	Feb 17, 2021	Oct 31, 2022	no	NEWPORT BEACH, CA	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	May 5, 2020	Jan 21, 2021	no	ARLINGTON, VA\|Costa Mesa, CA	Previous registration
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Oct 10, 2018	May 11, 2020	no	BOURBONNAIS, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	ADVICE AND PLANNING SERVICES	Apr 15, 2025	Apr 28, 2025	13	Firm change	Wirehouse to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	J.P. MORGAN SECURITIES LLC	May 16, 2023	May 16, 2023	0	Firm change	Wirehouse to wirehouse
BEACON POINTE ADVISORS, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 31, 2022	Nov 23, 2022	23	Firm change	RIA to wirehouse
E*TRADE CAPITAL MANAGEMENT, LLC	BEACON POINTE ADVISORS, LLC	Jan 21, 2021	Feb 17, 2021	27	Firm change	RIA to RIA
STIFEL, NICOLAUS & COMPANY, INCORPORATED	E*TRADE CAPITAL MANAGEMENT, LLC	May 11, 2020	May 5, 2020	-6	Firm change	Ibd to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7691:79:CA:2023-05-11	May 16, 2023	May 16, 2023	LA QUINTA, CA	Firm change

Relationships

Registered with (6)

→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: current employment
Apr 28, 2025 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
May 16, 2023 to Apr 15, 2025factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 23, 2022 to May 16, 2023factForm ADV
→ BEACON POINTE ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 17, 2021 to Oct 31, 2022factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 5, 2020 to Jan 21, 2021factForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Oct 10, 2018 to May 11, 2020factForm ADV

Dated events

Occurred
Apr 15, 2025
Advisor changed firm
Lauren Chelsea Cantillo left J.P. Morgan Securities Llc for Advice And Planning Services (registered 2025-04-28)
Form ADVobserved 4 days ago
Occurred
May 16, 2023
Advisor changed firm
Lauren Chelsea Cantillo left Merrill Lynch, Pierce, Fenner & Smith Incorporated for J.P. Morgan Securities Llc (registered 2023-05-16)
Form ADVobserved 4 days ago
Occurred
Oct 31, 2022
Advisor changed firm
Lauren Chelsea Cantillo left Beacon Pointe Advisors, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2022-11-23)
Form ADVobserved 4 days ago