DFX Intelligence

E••• E••••• V•• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

E••• E••••• V•• W••••••

Advisor at A••••• F•••••••• A•••••••• L••

Hardeeville, SC | CHARLOTTE, NC

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Search this name across graphsid dfx:ria:beef6e3a-087b-1f66-f6ec-a126a8925dda

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 23, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• F•••••••• A•••••••• L••	Independent wealth	Jan 3, 2024	n/a	yes	Hardeeville, SC\|CHARLOTTE, NC	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Nov 23, 2021	Dec 1, 2023	no	Lone Tree, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	A••••• F•••••••• A•••••••• L••	Dec 1, 2023	Jan 3, 2024	33	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ A••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Jan 3, 2024 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Nov 23, 2021 to Dec 1, 2023factForm ADV

Dated events

Occurred
Dec 1, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:beef6e3a-087b-1f66-f6ec-a126a8925dda
First observed: Nov 23, 2021
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.