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RIA / WealthAdvisor15 years in industry

Timothy Carroll

Advisor at VENTURE VISIONARY PARTNERS LLC

SYLVANIA, OH

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Search this name across graphsid dfx:ria:bef184f7-5b47-a3e2-b002-ef460e29daea

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Apr 21, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VENTURE VISIONARY PARTNERS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 19, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 19, 2011
First registration: Apr 21, 2011
Dual registered: no
Other names: Tim Carroll|Timothy John Carroll|Tim Carroll
IAPD individual key: 5763804

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VENTURE VISIONARY PARTNERS LLC	Independent wealth	Oct 28, 2025	n/a	yes	SYLVANIA, OH	Current employment
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Jun 14, 2022	Oct 20, 2025	no	Toledo, OH	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	May 9, 2012	Apr 14, 2022	no	FREMONT, OH\|Saint Louis, MO\|Saint Paul, MN\|Toledo, OH	Previous registration
EDWARD JONES	National bd RIA	Apr 21, 2011	Apr 30, 2012	no	ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	VENTURE VISIONARY PARTNERS LLC	Oct 20, 2025	Oct 28, 2025	8	Firm change	Other
U.S. BANCORP INVESTMENTS, INC.	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Apr 14, 2022	Jun 14, 2022	61	Firm change	Other
EDWARD JONES	U.S. BANCORP INVESTMENTS, INC.	Apr 30, 2012	May 9, 2012	9	Firm change	Other

Relationships

Registered with (4)

→ VENTURE VISIONARY PARTNERS LLCRegistered adviserregistration: current employment
Oct 28, 2025 to presentfactForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Jun 14, 2022 to Oct 20, 2025factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
May 9, 2012 to Apr 14, 2022factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Apr 21, 2011 to Apr 30, 2012factForm ADV

Dated events

Occurred
Oct 20, 2025
Advisor changed firm
Timothy Carroll left Northwestern Mutual Investment Services,Llc for Venture Visionary Partners Llc (registered 2025-10-28)
Form ADVobserved 6 days ago
Occurred
Apr 14, 2022
Advisor changed firm
Timothy Carroll left U.S. Bancorp Investments, Inc. for Northwestern Mutual Investment Services,Llc (registered 2022-06-14)
Form ADVobserved 6 days ago