DFX Intelligence

R••• J••• E••••••• V••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

R••• J••• E••••••• V••••••

Advisor at F••• L••

GUAYNABO, PR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bef59bc9-7cf2-e7d8-674e-d25371954cf4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 11, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: May 31, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••• L••	Mixed wealth	Jan 20, 2023	n/a	yes	GUAYNABO, PR	Current employment
H•••••• J• S••• C•••••• M••••••••• I•••	Independent wealth	Feb 27, 2018	Dec 21, 2022	no	Guaynabo, PR\|Boca Raton, FL\|FAIRFIELD, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••• J• S••• C•••••• M••••••••• I•••	F••• L••	Dec 21, 2022	Jan 20, 2023	30	Firm change	RIA to RIA
S•••••••• S•••••••••	H•••••• J• S••• C•••••• M••••••••• I•••	Feb 12, 2018	Feb 27, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
41791:134510:PR:2018-02-12	Feb 12, 2018	Feb 27, 2018	SANTURCE, PR	Firm change

Relationships

Registered with (3)

→ F••• L••Registered adviserregistration: current employment
Jan 20, 2023 to presentfactForm ADV
→ H•••••• J• S••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Feb 27, 2018 to Dec 21, 2022factForm ADV
→ S•••••••• S•••••••••Registered adviserregistration: previous registration
Feb 11, 2011 to Feb 12, 2018factForm ADV

Dated events

Occurred
Dec 21, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bef59bc9-7cf2-e7d8-674e-d25371954cf4
First observed: Feb 11, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.