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RIA / WealthAdvisor31 years in industry

KEVIN JOHN WILLIAMS

Advisor at SYNERGY ASSET MANAGEMENT, LLC

VANCOUVER, WA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Feb 16, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SYNERGY ASSET MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 18, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S63|S66|S65
First exam: Nov 18, 1994
First registration: Feb 16, 2005
Dual registered: no
Other names: Kevin J Williams
IAPD individual key: 2537082

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SYNERGY ASSET MANAGEMENT, LLC	Independent wealth	Apr 17, 2020	n/a	yes	VANCOUVER, WA	Current employment
LIFETIME FINANCIAL, INC.	State registered	Sep 27, 2022	Jun 18, 2026	no	Tacoma, WA\|Tacoma, WA	Previous registration
GENNAKER CAPITAL LLC	n/a	Oct 24, 2018	Apr 1, 2020	no	SAMMAMISH, WA	Previous registration
GOLDBLOOM WEALTH MANAGEMENT LLC	State registered	Mar 1, 2016	Jun 15, 2018	no	MERCER ISLAND, WA	Previous registration
ELITE WEALTH MANAGEMENT, INC.	Independent wealth	Jan 31, 2013	Mar 25, 2015	no	KIRKLAND, WA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jan 24, 2008	Jan 14, 2013	no	BELLEVUE, WA\|BELLEVUE, WA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jan 24, 2008	Jan 14, 2013	no	Bellevue, WA	Previous registration
KEY INVESTMENT SERVICES LLC	Bd affiliated wealth	May 11, 2006	Jan 2, 2008	no	TACOMA, WA\|Tacoma, WA\|Tacoma, WA\|BELLEVUE, WA	Previous registration
SHELGREN FINANCIAL GROUP, INC.	n/a	Feb 16, 2005	Jul 27, 2006	no	RENTON, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LIFETIME FINANCIAL, INC.	n/a	Jun 18, 2026	n/a	n/a	Departure no registered destination	Departure
GENNAKER CAPITAL LLC	SYNERGY ASSET MANAGEMENT, LLC	Apr 1, 2020	Apr 17, 2020	16	Firm change	Other
GOLDBLOOM WEALTH MANAGEMENT LLC	GENNAKER CAPITAL LLC	Jun 15, 2018	Oct 24, 2018	131	Firm change	Other
ELITE WEALTH MANAGEMENT, INC.	GOLDBLOOM WEALTH MANAGEMENT LLC	Mar 25, 2015	Mar 1, 2016	342	Firm change	Other
TD AMERITRADE, INC.	ELITE WEALTH MANAGEMENT, INC.	Jan 14, 2013	Jan 31, 2013	17	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Jan 14, 2013	Jan 24, 2008	-1,817	Channel change	Other
KEY INVESTMENT SERVICES LLC	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jan 2, 2008	Jan 24, 2008	22	Firm change	Other
SHELGREN FINANCIAL GROUP, INC.	KEY INVESTMENT SERVICES LLC	Jul 27, 2006	May 11, 2006	-77	Firm change after gap	Other

Relationships

Registered with (9)

→ SYNERGY ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Apr 17, 2020 to presentfactForm ADV
→ LIFETIME FINANCIAL, INC.Registered adviserregistration: previous registration
Sep 27, 2022 to Jun 18, 2026factForm ADV
→ GENNAKER CAPITAL LLCRegistered adviserregistration: previous registration
Oct 24, 2018 to Apr 1, 2020factForm ADV
→ GOLDBLOOM WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Mar 1, 2016 to Jun 15, 2018factForm ADV
→ ELITE WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Jan 31, 2013 to Mar 25, 2015factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 24, 2008 to Jan 14, 2013factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jan 24, 2008 to Jan 14, 2013factForm ADV
→ KEY INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
May 11, 2006 to Jan 2, 2008factForm ADV
→ SHELGREN FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Feb 16, 2005 to Jul 27, 2006factForm ADV

Dated events

Occurred
Jun 18, 2026
Advisor departed, no destination yet
Kevin John Williams no longer registered at Lifetime Financial, Inc.; no later IA registration on IAPD
Form ADVobserved 5 days ago