DFX Intelligence
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Reading the graph
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Advisor at W•••• F•••• A•••••••
CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | Wirehouse | Apr 21, 2025 | n/a | yes | CHARLOTTE, NC | Current employment |
| Q• A•••••••• L•• | No RAUM reported | Mar 19, 2025 | Apr 10, 2025 | no | China Grove, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Q• A•••••••• L•• | W•••• F•••• A••••••• | Apr 10, 2025 | Apr 21, 2025 | 11 | Firm change | Other |
| A••••• F•••••••• A•••••••• L•• | Q• A•••••••• L•• | Nov 9, 2023 | Mar 19, 2025 |
| A••••• F•••••••• A•••••••• L•• |
| Independent wealth |
| Oct 23, 2019 |
| Nov 9, 2023 |
| no |
| CHARLOTTE, NC |
| Previous registration |
| Firm change after gap |
| Other |