The intelligence graph connecting private capital, companies and real assets. Public records ingested on their own cadence, resolved to one identity by shared identifier, connected by typed relationships with a date and a source on every edge, and read by detectors that say what changed and what it means. Facts, derived metrics, signals, anomalies and inferences are labelled as such.
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CRD 156041
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| TETRAGON FINANCIAL GROUP LIMITED | Hedge Fund | $3.1B | Mar 28, 2024 | 152 | Mar 29, 2019 | reported | n/a |
| TETRAGON FINANCIAL GROUP MASTER FUND LIMITED | Hedge Fund | $2.1B | Mar 29, 2018 | 195 | Feb 14, 2012 | dropped | n/a |
| LCM IX LTD | Other Private Fund | $651M | Feb 14, 2012 | 2 | Feb 14, 2012 | dropped | n/a |
| LCM V LTD | Other Private Fund | $584M | Feb 14, 2012 | 1 | Feb 14, 2012 | dropped | n/a |
| LCM VI LTD | Other Private Fund | $484M | Feb 14, 2012 | 1 | Feb 14, 2012 | dropped | n/a |
| HEWETT'S ISLAND CLO IV LTD | Other Private Fund | $372M | Feb 14, 2012 | 1 | Feb 14, 2012 | dropped | n/a |
| LCM III LTD | Other Private Fund | $342M | Feb 14, 2012 | 1 | Feb 14, 2012 | dropped | n/a |
| LCM IV LTD | Other Private Fund | $302M | Feb 14, 2012 | 1 | Feb 14, 2012 | dropped | n/a |
| LCM VIII LIMITED PARTNERSHIP | Other Private Fund | $300M | Feb 14, 2012 | 1 | Feb 14, 2012 | dropped | n/a |
| LCM II LIMITED PARTNERSHIP | Other Private Fund | $231M | Feb 14, 2012 | 1 | Feb 14, 2012 | dropped | n/a |
| LCM I L.P. | Other Private Fund | $83.8M | Feb 14, 2012 | 1 | Feb 14, 2012 | dropped | n/a |
| INDOSUEZ CAPITAL FUNDING VI LTD | Other Private Fund | $10.0M | Feb 14, 2012 | 1 | Feb 14, 2012 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| AEJ HOLDCO LTD. | SHAREHOLDER | C | yes | 06/2005 | Nov 21, 2012 | Mar 28, 2024 |
| COTE, SEAN, ANDREW | GENERAL COUNSEL | NA | yes | 07/2005 | Feb 14, 2012 | Mar 28, 2024 |
| DEAR, PATRICK, GILES GAUNTLET | PRINCIPAL | NA | yes | 07/2005 | Feb 14, 2012 | Mar 28, 2024 |
| GANNON, PAUL, RONALD | CHIEF FINANCIAL OFFICER | NA | yes | 01/2017 | Mar 31, 2017 | Mar 28, 2024 |
| GRIFFITH, READE, EUGENE | OWNER | E | yes | 07/2013 | Feb 14, 2012 | Mar 28, 2024 |
| GRIFFITH, READE, EUGENE | PRINCIPAL | NA | yes | 07/2005 | Feb 14, 2012 | Mar 28, 2024 |
| JACKSON, ALEXANDER, EDWARD | SHAREHOLDER | E | yes | 11/2002 | Nov 21, 2012 | Mar 28, 2024 |
| POLYGON CREDIT HOLDINGS LTD. | LIMITED PARTNER | E | yes | 12/2007 | Feb 14, 2012 | Mar 28, 2024 |
| POLYGON CREDIT HOLDINGS LTD. | MEMBER | E | yes | 09/2005 | Feb 14, 2012 | Mar 28, 2024 |
| POLYGON CREDIT MANAGEMENT HOLDINGS LP | LIMITED PARTNER | D | yes | 12/2007 | Feb 14, 2012 | Mar 28, 2024 |
| PRINCE, STEPHEN, LIONEL | MEMBER OF THE INVESTMENT COMMITTEE AND RISK COMMITTEE | NA | yes | 10/2015 | Mar 30, 2016 | Mar 28, 2024 |
| REG HOLDCO II LTD. | SHAREHOLDER | C | yes | 03/2008 | Nov 21, 2012 | Mar 28, 2024 |
| SCHEEHLE, STACY, FELICE | CHIEF COMPLIANCE OFFICER | NA | yes | 01/2014 | Feb 28, 2014 | Mar 28, 2024 |
| TETRAGON FINANCIAL MANAGEMENT GP LLC | GENERAL PARTNER | NA | yes | 07/2005 | Feb 14, 2012 | Mar 28, 2024 |
| TETRAGON FINANCIAL MANAGEMENT GP LLC | GENERAL PARTNER | F | yes | 12/2007 | Feb 14, 2012 | Mar 28, 2024 |
| WADSWORTH, GREGORY, NMN | DIRECTOR OF BUSINESS DEVELOPMENT | NA | yes | 06/2009 | Feb 14, 2012 | Mar 28, 2024 |
| HERLYN, JEFFREY, THEODORE | PRINCIPAL | NA | no | 10/2017 | Feb 14, 2012 | Mar 28, 2024 |
| ROSENBERG, MICHAEL, NMN | LIMITED PARTNER / PRINCIPAL | A | no | 10/2017 | Feb 14, 2012 | Mar 28, 2024 |
| WISHNOW, DAVID, CHARLES | LIMITED PARTNER / PRINCIPAL | A | no | 10/2017 | Feb 14, 2012 | Mar 28, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| TFG ASSET MANAGEMENT L.P. | n/a | n/a | n/a | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| LONDON | n/a | United Kingdom | 27 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 26, 2026 | $4.3B | $4.3B | 9 | 8 | 1 | 1 | n/a |
| 2024 | Mar 28, 2025 | $3.6B | $3.6B | 10 | 9 | 1 | 1 | n/a |
| 2023 | Mar 28, 2024 | $3.1B | $3.1B | 10 | 9 | 1 | 1 | $3.1B |
| 2022 | Mar 31, 2023 | $3.0B | $3.0B | 10 | 9 | 1 | 1 | $3.0B |
| 2021 | Mar 31, 2022 | $3.1B | $3.1B | 10 | 9 | 1 | 1 | $3.1B |
| 2020 | Mar 31, 2021 | $2.5B | $2.5B | 10 | 9 | 1 | 1 | $2.5B |
| 2019 | Mar 30, 2020 | $2.4B | $2.4B | 11 | 10 | 1 | 1 | $2.4B |
| 2018 | Mar 29, 2019 | $2.3B | $2.3B | 14 | 12 | 1 | 1 | $2.3B |
| 2017 | Mar 29, 2018 | $2.1B | $2.1B | 11 | 9 | 1 | 1 | $2.1B |
| 2016 | Mar 31, 2017 | $2.0B | $2.0B | 10 | 9 | n/a | 1 | $2.0B |
| 2015 | Mar 30, 2016 | $1.9B | $1.9B | 9 | 8 | n/a | 1 | $1.9B |
| 2014 | Mar 31, 2015 | $1.9B | $1.9B | 6 | 5 | n/a | 1 | $1.9B |
| 2013 | Feb 28, 2014 | $1.9B | $1.9B | 6 | 5 | n/a | 1 | $1.9B |
| 2012 | Mar 28, 2013 | $1.7B | $1.7B | 6 | 5 | n/a | 1 | $1.7B |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $4.3B | $3.6B | 19.4% | $3.0B | 12.7% | 9 | 10 | 1 | 1 |