DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••••••• F•••••••• M••••••••• L•
Latest filing Jun 4, 2026
First filing on the tape Feb 14, 2012 · 27 filings
SEC status approved since Mar 30, 2012
RAUM
$4.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
8 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$4.3B as of Jun 4, 2026
Mar 28, 2013$1.7B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 4, 2026
Mar 28, 20130 then
Employees (5.A)9 as of Jun 4, 2026
Mar 28, 20136 then
Private funds1 as of Jun 4, 2026
Mar 28, 20131 then
RAUM +19% over the last fiscal year+13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 4, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $4.3BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.3B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
12 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T••••••• F•••••••• G•••• L•••••• | Hedge Fund | $3.1B | 152 | Mar 29, 2019 |
| T••••••• F•••••••• G•••• M••••• F••• L••••••no longer reported | Hedge Fund | $2.1B | 195 | Feb 14, 2012 |
| L•• I• L••no longer reported | Other Private Fund | $651M | 2 | Feb 14, 2012 |
| L•• V• L••no longer reported | Other Private Fund | $584M | 1 | Feb 14, 2012 |
| L•• V• L••no longer reported | Other Private Fund | $484M | 1 | Feb 14, 2012 |
| H••••••• I••••• C•• I• L••no longer reported | Other Private Fund | $372M | 1 | Feb 14, 2012 |
| L•• I•• L••no longer reported | Other Private Fund | $342M | 1 | Feb 14, 2012 |
| L•• I• L••no longer reported | Other Private Fund | $302M | 1 | Feb 14, 2012 |
| L•• V••• L•••••• P•••••••••no longer reported | Other Private Fund | $300M | 1 | Feb 14, 2012 |
| L•• I• L•••••• P•••••••••no longer reported | Other Private Fund | $231M | 1 | Feb 14, 2012 |
| L•• I• L•••no longer reported | Other Private Fund | $83.8M | 1 | Feb 14, 2012 |
| I••••••• C•••••• F•••••• V• L••no longer reported | Other Private Fund | $10.0M | 1 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C•••• S•••• A••••• · General Counselcontrolsince 07/2005 · owns less than 5%
- D•••• P••••••• G•••• G••••••• · Principalcontrolsince 07/2005 · owns less than 5%
- G•••••• P•••• R••••• · Chief Financial Officercontrolsince 01/2017 · owns less than 5%
- G•••••••• R••••• E••••• · Principalcontrolsince 07/2005 · owns less than 5%
- P•••••• S••••••• L••••• · Member Of The Investment Committee And Risk Committeecontrolsince 10/2015 · owns less than 5%
- S•••••••• S••••• F••••• · Chief Compliance Officercontrolsince 01/2014 · owns less than 5%
- W••••••••• G••••••• N•• · Director Of Business Developmentcontrolsince 06/2009 · owns less than 5%
- G•••••••• R••••• E••••• · Ownercontrolsince 07/2013 · owns 75% or more of R•• H••••• I• L•••
- J••••••• A••••••••• E••••• · Shareholdercontrolsince 11/2002 · owns 75% or more of A•• H••••• L•••
- H•••••• J••••••• T••••••• · Principalsince 10/2017 · owns less than 5%
- R••••••••• M••••••• N•• · L•••••• Partner / Principalsince 10/2017 · owns 5% to 10%
- W••••••• D••••• C•••••• · L•••••• Partner / Principalsince 10/2017 · owns 5% to 10%
Entity owners
- P•••••• C••••• M••••••••• H••••••• L• · L•••••• Partnerdirect · owns 50% to 75%
- T••••••• F•••••••• M••••••••• G• L•• · General Partnerdirect · owns less than 5%
- A•• H••••• L••• · Shareholderindirect · owns 25% to 50% of P•••••• C••••• H••••••• L•••
- P•••••• C••••• H••••••• L••• · Memberindirect · owns 75% or more of T••••••• F•••••••• M••••••••• G• L••
- P•••••• C••••• H••••••• L••• · L•••••• Partnerindirect · owns 75% or more of P•••••• C••••• M••••••••• H••••••• L•
- R•• H••••• I• L••• · Shareholderindirect · owns 25% to 50% of P•••••• C••••• H••••••• L•••
- T••••••• F•••••••• M••••••••• G• L•• · General Partnerindirect · owns F of P•••••• C••••• M••••••••• H••••••• L•
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom27 employees
What changed
consecutive filings, newest first
- Advisory employees · 9 to 8Jan 15, 2026 to Mar 26, 2026
- Employees · 10 to 9Jan 15, 2026 to Mar 26, 2026
- Discretionary RAUM · $3.6B to $4.3BJan 15, 2026 to Mar 26, 2026
- Pooled vehicle RAUM · $3.6B to $4.3BJan 15, 2026 to Mar 26, 2026
- RAUM · $3.6B to $4.3BJan 15, 2026 to Mar 26, 2026
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $3.1B to $3.6BMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $3.1B to $3.6BMar 28, 2024 to Mar 28, 2025
- RAUM · $3.1B to $3.6BMar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $3.0B to $3.1BMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $3.0B to $3.1BMar 31, 2023 to Mar 28, 2024
- RAUM · $3.0B to $3.1BMar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $3.1B to $3.0BMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $3.1B to $3.0BMar 31, 2022 to Mar 31, 2023
- RAUM · $3.1B to $3.0BMar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $2.5B to $3.1BMar 31, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $2.5B to $3.1BMar 31, 2021 to Mar 31, 2022
- RAUM · $2.5B to $3.1BMar 31, 2021 to Mar 31, 2022
- Advisory employees · 10 to 9Mar 30, 2020 to Mar 31, 2021
- Employees · 11 to 10Mar 30, 2020 to Mar 31, 2021
- Discretionary RAUM · $2.4B to $2.5BMar 30, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $2.4B to $2.5BMar 30, 2020 to Mar 31, 2021
- RAUM · $2.4B to $2.5BMar 30, 2020 to Mar 31, 2021
- Advisory employees · 12 to 10Mar 29, 2019 to Mar 30, 2020
- Employees · 14 to 11Mar 29, 2019 to Mar 30, 2020
- Discretionary RAUM · $2.3B to $2.4BMar 29, 2019 to Mar 30, 2020
- Pooled vehicle RAUM · $2.3B to $2.4BMar 29, 2019 to Mar 30, 2020
- RAUM · $2.3B to $2.4BMar 29, 2019 to Mar 30, 2020
- Accounts · 2 to 1Mar 29, 2018 to Mar 29, 2019
- Advisory employees · 9 to 12Mar 29, 2018 to Mar 29, 2019
- Pooled vehicle clients · 2 to 1Mar 29, 2018 to Mar 29, 2019
- Employees · 11 to 14Mar 29, 2018 to Mar 29, 2019
- Discretionary RAUM · $2.1B to $2.3BMar 29, 2018 to Mar 29, 2019
- Pooled vehicle RAUM · $2.1B to $2.3BMar 29, 2018 to Mar 29, 2019
- RAUM · $2.1B to $2.3BMar 29, 2018 to Mar 29, 2019
- Pooled vehicle clients · unset to 2.0Jul 18, 2017 to Mar 29, 2018
- Employees · 10 to 11Jul 18, 2017 to Mar 29, 2018
- Other offices · unset to 1.0Jul 18, 2017 to Mar 29, 2018
- Discretionary RAUM · $2.0B to $2.1BJul 18, 2017 to Mar 29, 2018
- Pooled vehicle RAUM · unset to 2055626000.0Jul 18, 2017 to Mar 29, 2018
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/tetragoninvreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-359-7300reportedpublic record, Form ADV, Jun 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026