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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

BRAINARD CAPITAL MANAGEMENT LLC

CRD 136641

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bf2c4eba-655d-dd9d-3d7f-761e254ec734

Data as of Mar 31, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 5
On other graphs: 1
Observed: Mar 27, 2012 to Mar 31, 2023
19 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Brainard Capital Management LLC

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $854MItem 5.F on the latest filing (2023-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $854M
Private client RAUM: $816MderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 413
High net worth clients: 93
SEC number: 801-64769
CRD: 136641
Filings on the tape: 19
First filed: Mar 27, 2012
Latest filed: Mar 31, 2023
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRAINARD, JAY, OWEN	CEO/CHIEF COMPLIANCE OFFICER	D	yes	08/2005	Mar 27, 2012	Mar 31, 2023
J. OWEN BRAINARD JR. FAMILY TRUST, JAY O. BRAINARD SR. TRUSTEE	MEMBER CLASS A	C	yes	09/2005	Mar 27, 2012	Mar 31, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BDC CAPITAL, LLC	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 31, 2023	$854M	$854M	7	2	0	n/a	n/a
2021	Mar 25, 2022	$961M	$961M	7	2	0	n/a	n/a
2020	Mar 23, 2021	$894M	$894M	8	3	0	n/a	n/a
2019	Mar 31, 2020	$563M	$563M	6	2	0	n/a	n/a
2018	Mar 28, 2019	$473M	$473M	9	2	0	n/a	n/a
2017	Mar 26, 2018	$592M	$592M	9	2	0	n/a	n/a
2016	Mar 30, 2017	$411M	$411M	6	2	n/a	n/a	n/a
2015	Mar 29, 2016	$348M	$348M	6	2	n/a	n/a	n/a
2014	Mar 26, 2015	$451M	$451M	6	2	n/a	n/a	n/a
2013	Mar 31, 2014	$202M	$202M	5	2	n/a	n/a	n/a
2012	Mar 28, 2013	$207M	$207M	4	1	n/a	n/a	n/a
2011	Mar 27, 2012	$150M	$150M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$854M	$961M	-11.2%	$563M	14.9%	7	7	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
Pathstone	2	Jun 5, 2023	Jun 16, 2023	AUSTIN, TX	Team lift out	RIA to RIA	100.0%

Relationships

Controls (2)

← BRAINARD, JAY, OWENOwnerCEO/CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 27, 2012 to presentfactForm ADV
← J. OWEN BRAINARD JR. FAMILY TRUST, JAY O. BRAINARD SR. TRUSTEEOwnerMEMBER CLASS A, ownership code C, domestic entity
Mar 27, 2012 to presentfactForm ADV

Moved with (1)

→ PATHSTONERegistered adviser2 advisors, team lift out, same day
Jun 5, 2023 to Jun 16, 2023factForm ADV

Registered with (2)

← CLARK BURTON DAVISAdvisorregistration: previous registration
Jul 18, 2013 to Jun 5, 2023factForm ADV
← JAY OWEN BRAINARDAdvisorregistration: previous registration
Dec 20, 2005 to Jun 5, 2023factForm ADV

Dated events

Occurred
Jun 5, 2023
Team lift-out
2 advisors left Brainard Capital Management LLC (Austin, TX) for Pathstone on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Jun 5, 2023
Advisor changed firm
Clark Burton Davis left Brainard Capital Management Llc for Pathstone (registered 2023-06-16)
Form ADVobserved 4 days ago
Occurred
Jun 5, 2023
Advisor changed firm
Jay Owen Brainard left Brainard Capital Management Llc for Pathstone (registered 2023-06-16)
Form ADVobserved 4 days ago
Occurred
Mar 23, 2021
Regulatory AUM changed
Brainard Capital Management Llc reported RAUM $894.1M, up 59% from $563.2M (2020-12-09 to 2021-03-23)
Form ADVobserved 4 days ago
$331M
Occurred
Mar 26, 2018
Regulatory AUM changed
Brainard Capital Management Llc reported RAUM $591.6M, up 44% from $411.4M (2017-03-30 to 2018-03-26)
Form ADVobserved 4 days ago
$180M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bf2c4eba-655d-dd9d-3d7f-761e254ec734
First observed: Mar 27, 2012
Last observed: Mar 31, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BRAINARD CAPITAL MANAGEMENT LLC

CRD 136641

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bf2c4eba-655d-dd9d-3d7f-761e254ec734

Data as of Mar 31, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:40 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRAINARD, JAY, OWEN

CEO/CHIEF COMPLIANCE OFFICER

yes

08/2005

Mar 27, 2012

Mar 31, 2023

J. OWEN BRAINARD JR. FAMILY TRUST, JAY O. BRAINARD SR. TRUSTEE

MEMBER CLASS A

yes

09/2005

Mar 27, 2012

Mar 31, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BDC CAPITAL, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 31, 2023

$854M

n/a

2021

Mar 25, 2022

$961M

n/a

2020

Mar 23, 2021

$894M

n/a

2019

Mar 31, 2020

$563M

n/a

2018

Mar 28, 2019

$473M

n/a

2017

Mar 26, 2018

$592M

n/a

2016

Mar 30, 2017

$411M

n/a

2015

Mar 29, 2016

$348M

n/a

2014

Mar 26, 2015

$451M

n/a

2013

Mar 31, 2014

$202M

n/a

2012

Mar 28, 2013

$207M

n/a

2011

Mar 27, 2012

$150M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$854M

$961M

-11.2%

$563M

14.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

Pathstone

Jun 5, 2023

Jun 16, 2023

AUSTIN, TX

Team lift out

RIA to RIA

100.0%