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RIA / WealthAdvisor24 years in industry

JAY OWEN BRAINARD

Advisor at PATHSTONE

ENGLEWOOD, NJ | Austin, TX

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Search this name across graphsid dfx:ria:3192085b-a09f-915f-7710-964109caa3de

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 27, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PATHSTONE
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 3, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Nov 3, 2001
First registration: Jun 27, 2002
Dual registered: no
Other names: OWEN BRAINARD
IAPD individual key: 4441627

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Pathstone	Independent wealth	Jun 16, 2023	n/a	yes	Austin, TX\|ENGLEWOOD, NJ	Current employment
BRAINARD CAPITAL MANAGEMENT LLC	Former SEC adviser	Dec 20, 2005	Jun 5, 2023	no	AUSTIN, TX	Previous registration
MOMENTUM INDEPENDENT NETWORK INC.	Bd affiliated wealth	Sep 1, 2004	Dec 21, 2005	no	LITTLE ROCK, AR	Previous registration
HILLTOP SECURITIES INC.	Bd affiliated wealth	Mar 1, 2004	Sep 1, 2004	no	AUSTIN, TX	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Nov 4, 2002	Mar 11, 2004	no	AUSTIN, TX	Previous registration
PERSHING LLC	n/a	Jun 27, 2002	Aug 8, 2002	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BRAINARD CAPITAL MANAGEMENT LLC	Pathstone	Jun 5, 2023	Jun 16, 2023	11	Firm change	RIA to RIA
MOMENTUM INDEPENDENT NETWORK INC.	BRAINARD CAPITAL MANAGEMENT LLC	Dec 21, 2005	Dec 20, 2005	-1	Firm change	Other
HILLTOP SECURITIES INC.	MOMENTUM INDEPENDENT NETWORK INC.	Sep 1, 2004	Sep 1, 2004	0	Firm change	Other
UBS FINANCIAL SERVICES INC.	HILLTOP SECURITIES INC.	Mar 11, 2004	Mar 1, 2004	-10	Firm change	Other
PERSHING LLC	UBS FINANCIAL SERVICES INC.	Aug 8, 2002	Nov 4, 2002	88	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
136641:151736:TX:2023-06-05	Jun 5, 2023	Jun 16, 2023	AUSTIN, TX	Firm change

Relationships

Registered with (6)

→ PATHSTONERegistered adviserregistration: current employment
Jun 16, 2023 to presentfactForm ADV
→ BRAINARD CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Dec 20, 2005 to Jun 5, 2023factForm ADV
→ MOMENTUM INDEPENDENT NETWORK INC.Registered adviserregistration: previous registration
Sep 1, 2004 to Dec 21, 2005factForm ADV
→ HILLTOP SECURITIES INC.Registered adviserregistration: previous registration
Mar 1, 2004 to Sep 1, 2004factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Nov 4, 2002 to Mar 11, 2004factForm ADV
→ PERSHING LLCRegistered adviserregistration: previous registration
Jun 27, 2002 to Aug 8, 2002factForm ADV

Dated events

Occurred
Jun 5, 2023
Advisor changed firm
Jay Owen Brainard left Brainard Capital Management Llc for Pathstone (registered 2023-06-16)
Form ADVobserved 6 days ago