DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at ASCENDANT CAPITAL MANAGEMENT
LA PALMA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ASCENDANT CAPITAL MANAGEMENT | State registered | Jan 29, 2026 | n/a | yes | LA PALMA, CA | Current employment |
| AXXCESS WEALTH MANAGEMENT, LLC | Independent wealth | Mar 6, 2019 | Dec 31, 2021 | no | Brea, CA | Previous registration |
| OAKTREE WEALTH GROUP INC. | State registered | Oct 23, 2013 | Jul 14, 2015 | no | BREA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AXXCESS WEALTH MANAGEMENT, LLC | ASCENDANT CAPITAL MANAGEMENT | Dec 31, 2021 | Jan 29, 2026 | 1,490 | Firm change after gap | RIA to state RIA |
| OAKTREE WEALTH GROUP INC. | AXXCESS WEALTH MANAGEMENT, LLC | Jul 14, 2015 | Mar 6, 2019 | 1,331 | Firm change after gap | Other |