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Advisor at DALLAS FINANCIAL ADVISORS, LLC
Dallas, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DALLAS FINANCIAL ADVISORS, LLC | State registered | Oct 26, 2023 | n/a | yes | Dallas, TX | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jun 5, 2009 | Dec 6, 2012 | no | DALLAS, TX | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | May 13, 2005 | Jun 2, 2009 | no | DALLAS, TX|DALLAS, TX|DALLAS, TX | Previous registration |
| MORGAN STANLEY DW INC. | n/a | May 9, 2002 | May 17, 2005 | no | LEWISVILLE, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | DALLAS FINANCIAL ADVISORS, LLC | Dec 6, 2012 | Oct 26, 2023 | 3,976 | Firm change after gap | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jun 2, 2009 | Jun 5, 2009 | 3 | Firm change | Other |
| MORGAN STANLEY DW INC. | BANC OF AMERICA INVESTMENT SERVICES, INC. | May 17, 2005 | May 13, 2005 | -4 | Firm change | Other |