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Registered advisor
M•••••• J••• O•••••••
Feed of 09/14/2026
Also filed as M•••••• J••• O•••••••
At current firm
2 y
since Oct 26, 2023
In the industry
24 y
since Apr 8, 2002 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- D••••• F•••••••• A•••••••• L•• state registered currentsince Oct 26, 2023 · Dallas, Tx
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJun 5, 2009 to Dec 6, 2012 · D•••••, Tx
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedMay 13, 2005 to Jun 2, 2009 · D•••••, Tx
- M••••• S•••••• D• I••• unclassifiedMay 9, 2002 to May 17, 2005 · Lewisville, Tx
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to D••••• F•••••••• A•••••••• L••left Dec 6, 2012, registered Oct 26, 2023 (3976 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jun 2, 2009, registered Jun 5, 2009 (3 days) · Other
- M••••• S•••••• D• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left May 17, 2005, registered May 13, 2005 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address