DFX Intelligence

Z•••••• C••••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Z•••••• C••••• A••••

Advisor at J••• M••••• S••••••••• L••

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:bf3ab0d7-9f27-b83d-1ca5-1e47853b3e86

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 28, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Mar 25, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Mar 1, 2022	n/a	yes	SAN FRANCISCO, CA	Current employment
J•••••• S••••• C••••••• L••	Independent wealth	Mar 5, 2020	Feb 9, 2022	no	SAN FRANCISCO, CA\|San Francisco, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J•••••• S••••• C••••••• L••	J••• M••••• S••••••••• L••	Feb 9, 2022	Mar 1, 2022	20	Firm change	RIA to wirehouse
J••• M••••• S••••••••• L••	J•••••• S••••• C••••••• L••	Mar 6, 2020	Mar 5, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:79:CA:2016-07-28	Aug 15, 2016	Aug 22, 2016	SAN FRANCISCO, CA	Firm change

Relationships

Registered with (3)

→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Aug 22, 2016 to Mar 6, 2020factForm ADV
→ J•••••• S••••• C••••••• L••Registered adviserregistration: previous registration
Mar 5, 2020 to Feb 9, 2022factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Mar 28, 2016 to Aug 15, 2016factForm ADV

Dated events

Occurred
Feb 9, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bf3ab0d7-9f27-b83d-1ca5-1e47853b3e86
First observed: Mar 28, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.