This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$48.2MItem 5.F on the latest filing (2017-01-18); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$48.2M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

3

Advisory employees

1

Accounts

169

SEC number

801-108142

CRD

284536

Filings on the tape

10

First filed

Jul 13, 2016

Latest filed

Jan 18, 2017

Organised

Limited Liability Company, Connecticut

• Occurred

  Jul 13, 2016
  First Form ADV filing

  Stone Arch, Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 3 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:bf3fb612-bacd-0f99-c8af-633a64c1b7fc

First observed

Jul 13, 2016

Last observed

Jan 18, 2017 117 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.