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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)28 years in industry

DAVID ROGER PRIMOZICH

Advisor at SOVEREIGN FINANCIAL GROUP, INC.

WETHERSFIELD, CT | CHESHIRE, CT

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Search this name across graphsid dfx:ria:c47462af-e807-81ec-eb9d-b24cb1699ab9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 24, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SOVEREIGN FINANCIAL GROUP, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 6, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63|S65
First exam: Oct 6, 1997
First registration: May 24, 1999
Dual registered: yes, broker-dealer
IAPD individual key: 2731982

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SOVEREIGN FINANCIAL GROUP, INC.	Independent wealth	Oct 6, 2020	n/a	yes	WETHERSFIELD, CT\|CHESHIRE, CT	Current employment
STONE ARCH WEALTH ADVISORS, LLC	Former SEC adviser	Jan 19, 2017	Mar 2, 2021	no	WETHERSFIELD, CT\|Cheshire, CT	Previous registration
STONE ARCH WEALTH ADVISORS, LLC	Former SEC adviser	Aug 1, 2016	Dec 31, 2016	no	WETHERSFIELD, CT	Previous registration
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Nov 18, 2005	Aug 2, 2016	no	CHESHIRE, CT\|CHESHIRE, CT\|Southport, CT	Previous registration
ADVEST, INC.	n/a	Mar 7, 2003	Dec 15, 2005	no	GLASTONBURY, CT	Previous registration
VERAVEST INVESTMENT ADVISORS, INC.	n/a	May 24, 1999	Apr 9, 2003	no	GLASTONBURY, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STONE ARCH WEALTH ADVISORS, LLC	SOVEREIGN FINANCIAL GROUP, INC.	Mar 2, 2021	Oct 6, 2020	-147	Firm change after gap	Other
COMMONWEALTH FINANCIAL NETWORK	STONE ARCH WEALTH ADVISORS, LLC	Aug 2, 2016	Aug 1, 2016	-1	Firm change	Ibd to new firm
ADVEST, INC.	COMMONWEALTH FINANCIAL NETWORK	Dec 15, 2005	Nov 18, 2005	-27	Firm change	Other
VERAVEST INVESTMENT ADVISORS, INC.	ADVEST, INC.	Apr 9, 2003	Mar 7, 2003	-33	Firm change after gap	Other

Relationships

Registered with (5)

→ SOVEREIGN FINANCIAL GROUP, INC.Registered adviserregistration: current employment
Oct 6, 2020 to presentfactForm ADV
→ STONE ARCH WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 19, 2017 to Mar 2, 2021factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Nov 18, 2005 to Aug 2, 2016factForm ADV
→ ADVEST, INC.Registered adviserregistration: previous registration
Mar 7, 2003 to Dec 15, 2005factForm ADV
→ VERAVEST INVESTMENT ADVISORS, INC.Registered adviserregistration: previous registration
May 24, 1999 to Apr 9, 2003factForm ADV

Dated events

No dated event names this entity yet.