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Advisor at ARAX ADVISORY PARTNERS
Houston, TX | NEW YORK, NY | HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ARAX ADVISORY PARTNERS | Bd affiliated wealth | Jul 19, 2026 | n/a | yes | NEW YORK, NY|Houston, TX | Current employment |
| USCA ASSET MANAGEMENT LLC | Asset manager | Oct 26, 2023 | n/a | yes | HOUSTON, TX | Current employment |
| U.S. CAPITAL WEALTH ADVISORS, LLC | Bd affiliated wealth | Jun 30, 2021 | Jul 21, 2026 | no | AUSTIN, TX | Previous registration |
| USCA ASSET MANAGEMENT LLC | Asset manager | Mar 29, 2016 | Aug 24, 2021 | no | HOUSTON, TX | Previous registration |
| USCA RIA LLC | Former SEC adviser | Jan 13, 2011 | Jun 30, 2021 | no | HOUSTON, TX | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jul 3, 2002 | Jan 21, 2011 | no | HOUSTON, TX|HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U.S. CAPITAL WEALTH ADVISORS, LLC | USCA ASSET MANAGEMENT LLC | Jul 21, 2026 | Oct 26, 2023 | -999 | Firm change after gap | Other |
| USCA ASSET MANAGEMENT LLC | U.S. CAPITAL WEALTH ADVISORS, LLC | Aug 24, 2021 | Jun 30, 2021 | -55 | Firm change after gap | Other |
| USCA RIA LLC | USCA ASSET MANAGEMENT LLC | Jun 30, 2021 | Mar 29, 2016 | -1,919 | Firm change after gap | Other |
| UBS FINANCIAL SERVICES INC. | USCA RIA LLC | Jan 21, 2011 | Jan 13, 2011 | -8 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 288199:137045:TX:2026-07-21 | Jul 21, 2026 | Oct 26, 2023 | AUSTIN, TX | Firm change after gap |
| 137045:288199:TX:2021-08-24 | Aug 24, 2021 | Jun 30, 2021 | HOUSTON, TX | Firm change after gap |
| 152170:137045:TX:2021-06-30 | Jun 30, 2021 | Mar 29, 2016 | HOUSTON, TX | Firm change after gap |