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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

Samantha L Hendricks

Advisor at EDWARD JONES

ALLEN, TX

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Search this name across graphsid dfx:ria:bf4fe97f-c6a8-3a62-85bb-74395100012a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Aug 6, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EDWARD JONES
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 3, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Aug 3, 2007
First registration: Aug 6, 2007
Dual registered: yes, broker-dealer
Other names: SAMANTHA LEANNE MONDAY|SAMANTHA LEANNE HENDRICKS|Samantha Hendricks
IAPD individual key: 5233941

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EDWARD JONES	National bd RIA	Jun 27, 2017	n/a	yes	ALLEN, TX	Current employment
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Mar 17, 2016	Jun 2, 2017	no	ADDISON, TX	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Oct 4, 2013	Feb 22, 2016	no	DALLAS, TX\|DALLAS, TX\|GRAPEVINE, TX\|Fort Worth, TX	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Aug 11, 2010	Aug 8, 2013	no	DALLAS, TX	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jul 29, 2010	no	FT. WORTH, TX	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jan 9, 2008	Jun 1, 2009	no	FT. WORTH, TX	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 6, 2007	Jan 2, 2008	no	FORT WORTH, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PARK AVENUE SECURITIES LLC	EDWARD JONES	Jun 2, 2017	Jun 27, 2017	25	Firm change	Other
MML INVESTORS SERVICES, LLC	PARK AVENUE SECURITIES LLC	Feb 22, 2016	Mar 17, 2016	24	Firm change	Other
MSI FINANCIAL SERVICES, INC.	MML INVESTORS SERVICES, LLC	Aug 8, 2013	Oct 4, 2013	57	Firm change	Other
MORGAN STANLEY	MSI FINANCIAL SERVICES, INC.	Jul 29, 2010	Aug 11, 2010	13	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CITIGROUP GLOBAL MARKETS INC.	Jan 2, 2008	Jan 9, 2008	7	Firm change	Other

Relationships

Registered with (7)

→ EDWARD JONESRegistered adviserregistration: current employment
Jun 27, 2017 to presentfactForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Mar 17, 2016 to Jun 2, 2017factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Oct 4, 2013 to Feb 22, 2016factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Aug 11, 2010 to Aug 8, 2013factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jul 29, 2010factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jan 9, 2008 to Jun 1, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 6, 2007 to Jan 2, 2008factForm ADV

Dated events

No dated event names this entity yet.