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Advisor at J.P. MORGAN SECURITIES LLC
Tempe, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Aug 3, 2021 | n/a | yes | Tempe, AZ | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 3, 2020 | Jun 28, 2021 | no | CHANDLER, AZ|CHANDLER, AZ | Previous registration |
| EDWARD JONES | National bd RIA | Jul 19, 2012 | Jun 22, 2020 | no | TEMPE, AZ|TEMPE, AZ|Gilbert, AZ|ST LOUIS, MO|GILBERT, AZ|CHANDLER, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J.P. MORGAN SECURITIES LLC | Jun 28, 2021 | Aug 3, 2021 | 36 | Firm change | Wirehouse to wirehouse |
| EDWARD JONES | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jun 22, 2020 | Sep 3, 2020 | 73 | Firm change | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:79:AZ:2021-06-28 | Jun 28, 2021 | Aug 3, 2021 | CHANDLER, AZ | Firm change |