DFX Intelligence

Data Factory

K••••• M•••••• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor33 years in industry

K••••• M•••••• D•••••••

Advisor at O•••• A•••••••

Gilbert, AZ | FOREST CITY, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bf703bb5-de69-bd5b-58d1-f69085bc84cb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Apr 11, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• A•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• A•••••••	Independent wealth	May 29, 2025	n/a	yes	FOREST CITY, IA\|Gilbert, AZ	Current employment
T•••• W•••••	Independent wealth	Aug 10, 2023	Aug 27, 2025	no	GILBERT, AZ

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T•••• W•••••	O•••• A•••••••	Aug 27, 2025	May 29, 2025	-90	Firm change after gap	RIA to new firm
P•••••••• A•••••••	T•••• W•••••	Sep 19, 2022

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
320643:335555:AZ:2025-08-27	Aug 27, 2025	May 29, 2025	GILBERT, AZ	Firm change after gap
10111:320643:AZ:2022-09-19	Sep 19, 2022	Aug 10, 2023	TEMPE, AZ	Firm change

Relationships

Registered with (3)

→ O•••• A•••••••Registered adviserregistration: current employment
May 29, 2025 to presentfactForm ADV
→ T•••• W•••••Registered adviserregistration: previous registration
Aug 10, 2023 to Aug 27, 2025factForm ADV
→ P•••••••• A•••••••Registered adviserregistration: previous registration
Apr 11, 2022 to Sep 19, 2022factForm ADV

Dated events

Occurred
Aug 27, 2025
Advisor changed firm
K••••• M•••••• D••••••• left T•••• W••••• for O•••• A••••••• (registered 2025-05-29)
Form ADVobserved 6 days ago
Occurred
Sep 19, 2022
Advisor changed firm
K••••• M•••••• D••••••• left P•••••••• A••••••• for T•••• W••••• (registered 2023-08-10)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bf703bb5-de69-bd5b-58d1-f69085bc84cb
First observed: Apr 11, 2022
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.