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RIA / WealthAdvisor22 years in industry

BRENT MICHAEL CARMAN

Advisor at CAPITAL WEALTH ALLIANCE, LLC

SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:bf98730f-5b86-b84c-1733-9b37c20c60bf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 17, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPITAL WEALTH ALLIANCE, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 2, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Sep 2, 2004
First registration: May 17, 2005
Dual registered: no
Other names: BRENT CARMEN|BRENT MICHAEL CARMAN
IAPD individual key: 4809579

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPITAL WEALTH ALLIANCE, LLC	Independent wealth	Oct 1, 2018	n/a	yes	SCOTTSDALE, AZ	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Dec 5, 2012	Oct 2, 2018	no	SCOTTSDALE, AZ	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	Nov 6, 2012	no	SCOTTSDALE, AZ\|TEMPE, AZ\|GILBERT, AZ\|TEMPE, AZ\|MESA, AZ\|TEMPE, AZ\|TEMPE, AZ	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Oct 1, 2008	Jan 3, 2011	no	GILBERT, AZ\|CHANDLER, AZ\|SCOTTSDALE, AZ\|TEMPE, AZ	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 6, 2005	Sep 23, 2008	no	PHOENIX, AZ\|SCOTTSDALE, AZ\|CHICAGO, IL	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	May 17, 2005	Jul 6, 2005	no	SCOTTSDALE, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	CAPITAL WEALTH ALLIANCE, LLC	Oct 2, 2018	Oct 1, 2018	-1	Firm change	Ibd to new firm
WELLS FARGO ADVISORS	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Nov 6, 2012	Dec 5, 2012	29	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other
CHASE INVESTMENT SERVICES CORP.	WELLS FARGO INVESTMENTS, LLC	Sep 23, 2008	Oct 1, 2008	8	Firm change	Other
BANC ONE SECURITIES CORPORATION	CHASE INVESTMENT SERVICES CORP.	Jul 6, 2005	Jul 6, 2005	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149018:298257:AZ:2018-10-02	Oct 2, 2018	Oct 1, 2018	SCOTTSDALE, AZ	Firm change

Relationships

Registered with (6)

→ CAPITAL WEALTH ALLIANCE, LLCRegistered adviserregistration: current employment
Oct 1, 2018 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Dec 5, 2012 to Oct 2, 2018factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2011 to Nov 6, 2012factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Oct 1, 2008 to Jan 3, 2011factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 6, 2005 to Sep 23, 2008factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
May 17, 2005 to Jul 6, 2005factForm ADV

Dated events

No dated event names this entity yet.