DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brent Michael Carman
Feed of 09/14/2026
Also filed as Brent Carmen
At current firm
7 y
since Oct 1, 2018
In the industry
22 y
since Sep 2, 2004 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Capital Wealth Alliance, LLC independent RIA currentsince Oct 1, 2018 · Scottsdale, Az
- Raymond James Financial Services Advisors, Inc BD affiliatedDec 5, 2012 to Oct 2, 2018 · Scottsdale, Az
- Wells Fargo Advisors wirehouseJan 3, 2011 to Nov 6, 2012 · Scottsdale, Az
- Wells Fargo Investments, LLC unclassifiedOct 1, 2008 to Jan 3, 2011 · Gilbert, Az
- Chase Investment Services Corp. formerJul 6, 2005 to Sep 23, 2008 · Phoenix, Az
- Banc One Securities Corporation unclassifiedMay 17, 2005 to Jul 6, 2005 · Scottsdale, Az
Moves
a registration end followed by a registration begin elsewhere
- Raymond James Financial Services Advisors, Inc to Capital Wealth Alliance, LLCleft Oct 2, 2018, registered Oct 1, 2018 (-1 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- Wells Fargo Advisors to Raymond James Financial Services Advisors, Incleft Nov 6, 2012, registered Dec 5, 2012 (29 days) · Other
- Wells Fargo Investments, LLC to Wells Fargo Advisorsleft Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
- Chase Investment Services Corp. to Wells Fargo Investments, LLCleft Sep 23, 2008, registered Oct 1, 2008 (8 days) · Other
- Banc One Securities Corporation to Chase Investment Services Corp.left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address