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J••••••• R•••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

J••••••• R•••• B••••••

Advisor at SPC

Austin, TX | ANN ARBOR, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bf9d3a4a-a1d8-9994-f93b-ee70dd1dea73

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Sep 7, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SPC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 7, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S••	Bd affiliated wealth	Sep 3, 2025	n/a	yes	Austin, TX\|ANN ARBOR, MI	Current employment
F•••• I••••••••• S•••••••	Bd affiliated wealth	Nov 15, 2023	Jun 30, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• I••••••••• S•••••••	S••	Jun 30, 2025	Sep 3, 2025	65	Firm change	Ibd to ibd
J••• M••••• S••••••••• L••	F•••• I••••••••• S•••••••	Oct 7, 2023

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
79:286129:TX:2023-10-07	Oct 7, 2023	Nov 15, 2023	AUSTIN, TX	Firm change

Relationships

Registered with (5)

→ SPCRegistered adviserregistration: current employment
Sep 3, 2025 to presentfactForm ADV
→ F•••• I••••••••• S•••••••Registered adviserregistration: previous registration
Nov 15, 2023 to Jun 30, 2025factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
May 5, 2017 to Oct 7, 2023factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Jun 30, 2025
Advisor changed firm
J••••••• R•••• B•••••• left F•••• I••••••••• S••••••• for Spc (registered 2025-09-03)
Form ADVobserved 7 days ago
Occurred
Oct 7, 2023
Advisor changed firm
J••••••• R•••• B•••••• left J••• M••••• S••••••••• L•• for F•••• I••••••••• S••••••• (registered 2023-11-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bf9d3a4a-a1d8-9994-f93b-ee70dd1dea73
First observed: Sep 7, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.