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RIA / WealthAdvisor36 years in industry

NICHOLAS JAMES DALEIDEN

Advisor at DALEIDEN WEALTH ADVISORS

MCHENRY, IL

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Search this name across graphsid dfx:ria:bf9fb9a0-ee2a-5b1e-f20c-aeaa22c86889

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 24, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DALEIDEN WEALTH ADVISORS
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 30, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Oct 30, 1989
First registration: Mar 24, 1998
Dual registered: no
Other names: NICK DALEIDEN|NICK DALEIDEN
IAPD individual key: 1282166

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DALEIDEN WEALTH ADVISORS	State registered	Feb 2, 2023	n/a	yes	MCHENRY, IL	Current employment
NATIONS FINANCIAL GROUP, INC.	Independent wealth	Jun 30, 2011	Dec 31, 2022	no	CEDAR RAPIDS, IA\|MCHENRY, IL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Nov 18, 2005	Jul 1, 2011	no	CRYSTAL LAKE, IL	Previous registration
MORGAN STANLEY DW INC.	n/a	Mar 24, 1998	Nov 21, 2005	no	CRYSTAL LAKE, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NATIONS FINANCIAL GROUP, INC.	DALEIDEN WEALTH ADVISORS	Dec 31, 2022	Feb 2, 2023	33	Firm change	RIA to state RIA
WELLS FARGO ADVISORS	NATIONS FINANCIAL GROUP, INC.	Jul 1, 2011	Jun 30, 2011	-1	Firm change	Other
MORGAN STANLEY DW INC.	WELLS FARGO ADVISORS	Nov 21, 2005	Nov 18, 2005	-3	Firm change	Other

Relationships

Registered with (4)

→ DALEIDEN WEALTH ADVISORSRegistered adviserregistration: current employment
Feb 2, 2023 to presentfactForm ADV
→ NATIONS FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Jun 30, 2011 to Dec 31, 2022factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Nov 18, 2005 to Jul 1, 2011factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Mar 24, 1998 to Nov 21, 2005factForm ADV

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
Nicholas James Daleiden left Nations Financial Group, Inc. for Daleiden Wealth Advisors (registered 2023-02-02)
Form ADVobserved 6 days ago