DFX Intelligence

L•••• J•• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Personal Financial Specialist|Chartered Financial Analyst42 years in industry

L•••• J•• A••••••

Advisor at A•••••• P••••••• W••••• M•••••••••

NEW YORK, NY

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Search this name across graphsid dfx:ria:bfa9424b-5aea-5906-0c58-423141876231

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 24, 1995 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• P••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• P••••••• W••••• M•••••••••	Independent wealth	Aug 9, 2021	n/a	yes	NEW YORK, NY	Current employment
A•••••• P••••••• W••••• M•••••••••	Independent wealth	Aug 24, 1995	Dec 31, 2005	no	NEW YORK, NY

Relationships

Registered with (1)

→ A•••••• P••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Aug 24, 1995 to Dec 31, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bfa9424b-5aea-5906-0c58-423141876231
First observed: Aug 24, 1995
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.