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L.J. A•••••• & CO., INC., CRD 110130
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| W•••••• M•••••• P••••••••• | n/a | NEW YORK, NY | 21 | 33 | n/a | no |
| E••• B•••••••• P•••• | Certified Financial Planner | Columbia, SC | NEW YORK, NY | 19 | 19 |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| A•••••• A••••••••• V•••• F••• I• L•• | Hedge Fund | $12.6M | Mar 4, 2026 | 29 | May 9, 2014 | reported | 021-215618 |
| A•••• W•••• R••• E•••••• L•• | Hedge Fund | $0 | Aug 5, 2022 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| A•••••• 2••• F••••• T•••• | Owner | E | yes | 12/2012 | Mar 4, 2026 | Mar 4, 2026 |
| A••••••• A•••••• G•••• | President | B | yes | 03/2019 | Mar 4, 2026 | Mar 4, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| A•••••• M••••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| A•••• M••••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 3 | -3 | 15.8% | 0 | 0 | 0 | 4 | 8 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.8B | $1.6B | 10.8% | $1.4B | 9.0% | 42 | 42 | 1 | 1 |
| no |
| F•••• R••• W•••• | Certified Financial Planner | NEW YORK, NY | 18 | 21 | n/a | no |
| K•••• C••••• A•••••• | Certified Financial Planner | NEW YORK, NY | 5 | 31 | 1 | no |
| A••••• G•••• A•••••• | Certified Financial Planner | NEW YORK, NY | 5 | 17 | n/a | no |
| S••••• K•••• N••••• | Certified Financial Planner | NEW YORK, NY | 5 | 10 | n/a | no |
| D•••• A•••• K••••••• | Certified Financial Planner|Chartered Financial Analyst | NEW YORK, NY | 5 | 27 | 2 | no |
| D••••• J• D••• | Certified Financial Planner | NEW YORK, NY | 5 | 13 | n/a | no |
| F••••• X••• | Certified Financial Planner | NEW YORK, NY | 5 | 9 | n/a | no |
| L•••• J•• A•••••• | Certified Financial Planner|Personal Financial Specialist|Chartered Financial Analyst | NEW YORK, NY | 5 | 42 | 1 | no |
| A••••• J••• L••••••• | Certified Financial Planner|Chartered Financial Analyst | NEW YORK, NY | 5 | 10 | n/a | no |
| E••• S•••• N••••• | Certified Financial Planner | NEW YORK, NY | 4 | 19 | 2 | no |
| C•••••••• J••••• D•••••• | Certified Financial Planner|Chartered Financial Consultant | NEW YORK, NY | 2 | 13 | n/a | no |
| C••••••• B•••• M•••••• | Certified Financial Planner | NEW YORK, NY | 1 | 33 | n/a | no |
| J••• A•••••• G••••••• | n/a | Bay Harbor Island, FL | NEW YORK, NY | 1 | 10 | n/a | no |
| E••• J••••• W••••• | n/a | NEW YORK, NY | 1 | 26 | 1 | no |
| T••• S••••• K••••• | Certified Financial Planner | NEW YORK, NY | 1 | 10 | 1 | no |
| T••• W••• | Certified Financial Planner | NEW YORK, NY | 1 | 11 | n/a | no |
| P•••• S•••••• F••••• | n/a | NEW YORK, NY | 0 | 12 | n/a | no |
| 0 |
| Mar 30, 2021 |
| dropped |
| n/a |
| EXECUTIVE VICE PRESIDENT CLIENT RELATIONS |
| Na |
| yes |
| 01/1986 |
| Mar 4, 2026 |
| Mar 4, 2026 |
| A••••••• L••••• J•• | CHIEF EXECUTIVE OFFICER | Na | yes | 01/1985 | Mar 4, 2026 | Mar 4, 2026 |
| A••••••• L••••• J•• | CHIEF EXECUTIVE OFFICER | E | yes | 12/2012 | Mar 28, 2012 | Sep 4, 2024 |
| V••••••••• J•••• N•• | CHIEF OPERATIONS OFFICER AND CHIEF COMPLIANCE OFFICER | Na | no | 05/2010 | Mar 4, 2026 | Mar 4, 2026 |
| Mar 4, 2026 |
| $1.8B |
| $1.8B |
| 42 |
| 19 |
| 1 |
| 1 |
| n/a |
| 2024 | Feb 24, 2025 | $1.6B | $1.6B | 42 | 19 | 1 | 1 | n/a |
| 2023 | Feb 20, 2024 | $1.6B | $1.6B | 42 | 19 | 0 | 1 | $11.6M |
| 2022 | Mar 3, 2023 | $1.4B | $1.4B | 37 | 16 | 0 | 1 | $11.6M |
| 2021 | Mar 16, 2022 | $1.6B | $1.5B | 37 | 16 | 0 | 2 | $11.6M |
| 2020 | Mar 30, 2021 | $1.5B | $1.5B | 37 | 16 | 0 | 2 | $11.6M |
| 2019 | Mar 24, 2020 | $1.3B | $1.3B | 37 | 16 | 0 | 1 | $9.1M |
| 2018 | Mar 19, 2019 | $1.2B | $1.2B | 37 | 16 | 0 | 1 | $9.1M |
| 2017 | Mar 29, 2018 | $1.3B | $1.3B | 20 | 14 | 0 | 1 | $9.1M |
| 2016 | Jan 25, 2017 | $1.2B | $1.2B | 20 | 14 | n/a | 1 | $9.1M |
| 2015 | Feb 29, 2016 | $1.1B | $1.1B | 20 | 14 | n/a | 1 | $9.1M |
| 2014 | Feb 12, 2015 | $1.2B | $1.2B | 20 | 14 | n/a | 1 | $9.1M |
| 2013 | Mar 28, 2014 | $1.1B | $1.1B | 20 | 14 | n/a | n/a | n/a |
| 2012 | Jan 29, 2013 | $911M | $904M | 20 | 14 | n/a | n/a | n/a |
| 2011 | Mar 28, 2012 | $749M | $743M | n/a | n/a | n/a | n/a | n/a |