DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at J.P. MORGAN SECURITIES LLC
Saratoga Springs, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jun 23, 2022 | n/a | yes | Saratoga Springs, NY | Current employment |
| FISHER INVESTMENTS | Independent wealth | Jul 27, 2021 | Dec 16, 2021 | no | PLANO, TX|PLANO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FISHER INVESTMENTS | J.P. MORGAN SECURITIES LLC | Dec 16, 2021 | Jun 23, 2022 | 189 | Firm change | RIA to wirehouse |