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RIA Intelligence
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Registered advisor
V•••••• L• M•••••
Feed of 09/21/2026
Also filed as Valerie L Mosher
At current firm
4 y
since Jun 23, 2022
In the industry
20 y
since Mar 2, 2006 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Jun 23, 2022 · Saratoga Springs, Ny
- F••••• I••••••••• independent RIAJul 27, 2021 to Dec 16, 2021 · Plano, Tx
Moves
a registration end followed by a registration begin elsewhere
- F••••• I••••••••• to J••• M••••• S••••••••• L••left Dec 16, 2021, registered Jun 23, 2022 (189 days) · RIA to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address