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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)29 years in industry

DAVID CHARLES RANKIN

Advisor at RBC CAPITAL MARKETS, LLC

CONSHOHOCKEN, PA | Wynnewood, PA

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Search this name across graphsid dfx:ria:bfb527a0-cd66-1053-901a-3952a655e9d2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 7, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RBC CAPITAL MARKETS, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 13, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Aug 13, 1997
First registration: Jan 7, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 2782425

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RBC CAPITAL MARKETS, LLC	National bd RIA	Jun 10, 2020	n/a	yes	CONSHOHOCKEN, PA\|Wynnewood, PA	Current employment
JANNEY MONTGOMERY SCOTT LLC	Bd affiliated wealth	Feb 11, 2009	Jun 25, 2020	no	MARLTON, NJ\|Radnor, PA\|MARLTON, NJ	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Aug 15, 2005	Feb 12, 2009	no	MARLTON, NJ\|MARLTON, NJ	Previous registration
RYAN BECK & CO.	n/a	Nov 5, 2003	Aug 15, 2005	no	CHERRY HILL, NJ	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 7, 2000	Nov 3, 2003	no	MARLTON, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
JANNEY MONTGOMERY SCOTT LLC	RBC CAPITAL MARKETS, LLC	Jun 25, 2020	Jun 10, 2020	-15	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	JANNEY MONTGOMERY SCOTT LLC	Feb 12, 2009	Feb 11, 2009	-1	Firm change	Other
RYAN BECK & CO.	WELLS FARGO ADVISORS	Aug 15, 2005	Aug 15, 2005	0	Firm change	Other
WELLS FARGO ADVISORS	RYAN BECK & CO.	Nov 3, 2003	Nov 5, 2003	2	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
463:31194:NJ:2020-06-17	Jun 25, 2020	Jun 10, 2020	MARLTON, NJ	Firm change

Relationships

Registered with (4)

→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: current employment
Jun 10, 2020 to presentfactForm ADV
→ JANNEY MONTGOMERY SCOTT LLCRegistered adviserregistration: previous registration
Feb 11, 2009 to Jun 25, 2020factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 15, 2005 to Feb 12, 2009factForm ADV
→ RYAN BECK & CO.Registered adviserregistration: previous registration
Nov 5, 2003 to Aug 15, 2005factForm ADV

Dated events

No dated event names this entity yet.