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Registered advisor
D•••• C•••••• R•••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
6 y
since Jun 10, 2020
In the industry
29 y
since Aug 13, 1997 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•• C•••••• M••••••• L•• national BD currentsince Jun 10, 2020 · Conshohocken, Pa
- J••••• M••••••••• S•••• L•• BD affiliatedFeb 11, 2009 to Jun 25, 2020 · Marlton, Nj
- W•••• F•••• A••••••• wirehouseAug 15, 2005 to Feb 12, 2009 · Marlton, Nj
- R••• B••• • C•• unclassifiedNov 5, 2003 to Aug 15, 2005 · Cherry Hill, Nj
- W•••• F•••• A••••••• wirehouseJan 7, 2000 to Nov 3, 2003 · Marlton, Nj
Moves
a registration end followed by a registration begin elsewhere
- J••••• M••••••••• S•••• L•• to R•• C•••••• M••••••• L••left Jun 25, 2020, registered Jun 10, 2020 (-15 days) · Affiliated broker-dealer or bank to another · moved with a team
- W•••• F•••• A••••••• to J••••• M••••••••• S•••• L••left Feb 12, 2009, registered Feb 11, 2009 (-1 days) · Other
- R••• B••• • C•• to W•••• F•••• A•••••••left Aug 15, 2005, registered Aug 15, 2005 (0 days) · Other
- W•••• F•••• A••••••• to R••• B••• • C••left Nov 3, 2003, registered Nov 5, 2003 (2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address