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Advisor at EAGLE STRATEGIES LLC
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EAGLE STRATEGIES LLC | Bd affiliated wealth | Oct 24, 2025 | n/a | yes | NEW YORK, NY | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Mar 21, 2024 | Aug 19, 2024 | no | STONY POINT, NY | Previous registration |
| CETERA ADVISORS LLC | Former SEC adviser | Oct 26, 2023 | Mar 21, 2024 | no | STONY POINT, NY | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Nov 8, 2018 | Dec 31, 2020 | no | NEW YORK, NY | Previous registration |
| One401k | n/a | Aug 5, 2016 | Jun 18, 2018 | no | WEST LINN, OR | Previous registration |
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Jul 13, 2015 | Sep 14, 2016 | no | PORTLAND, OR | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jun 19, 2014 | Jun 24, 2015 | no | PORTLAND, OR | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Oct 29, 2009 | Jun 24, 2014 | no | PORTLAND, OR | Previous registration |
| SENTRA SECURITIES CORPORATION | n/a | Nov 29, 1999 | Apr 29, 2003 | no | KAILUA-KONA, HI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | EAGLE STRATEGIES LLC | Aug 19, 2024 | Oct 24, 2025 | 431 | Firm change after gap | Ibd to ibd |
| CETERA ADVISORS LLC | CETERA INVESTMENT ADVISERS LLC | Mar 21, 2024 | Mar 21, 2024 | 0 | Bulk transfer | Ibd to ibd |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | CETERA ADVISORS LLC | Dec 31, 2020 | Oct 26, 2023 | 1,029 | Firm change after gap | Other |
| One401k | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Jun 18, 2018 | Nov 8, 2018 | 143 | Firm change | Other |
| PARK AVENUE SECURITIES LLC | One401k | Sep 14, 2016 | Aug 5, 2016 | -40 | Firm change after gap | Other |
| EQUITABLE ADVISORS, LLC | PARK AVENUE SECURITIES LLC | Jun 24, 2015 | Jul 13, 2015 | 19 | Firm change | Other |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | EQUITABLE ADVISORS, LLC | Jun 24, 2014 | Jun 19, 2014 | -5 | Firm change | Other |
| SENTRA SECURITIES CORPORATION | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Apr 29, 2003 | Oct 29, 2009 | 2,375 | Firm change after gap | Other |