DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••• M••••

E•••• S••••••••• L••BD affiliatedNew York, Nydual registrantIAPD 2192722

Feed of 09/14/2026

Also filed as Eric Christopher Maher

At current firm

0 y

since Oct 24, 2025

In the industry

26 y

since Nov 29, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••• S••••••••• L•• BD affiliated current
since Oct 24, 2025 · New York, Ny
C••••• I••••••••• A••••••• L•• BD affiliated
Mar 21, 2024 to Aug 19, 2024 · Stony Point, Ny
C••••• A••••••• L•• former
Oct 26, 2023 to Mar 21, 2024 · Stony Point, Ny
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Nov 8, 2018 to Dec 31, 2020 · New York, Ny
O•••••• unclassified
Aug 5, 2016 to Jun 18, 2018 · West Linn, Or
P••• A••••• S••••••••• L•• BD affiliated
Jul 13, 2015 to Sep 14, 2016 · Portland, Or
E•••••••• A•••••••• L•• national BD
Jun 19, 2014 to Jun 24, 2015 · Portland, Or
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Oct 29, 2009 to Jun 24, 2014 · Portland, Or
S••••• S••••••••• C••••••••• unclassified
Nov 29, 1999 to Apr 29, 2003 · Kailua-Kona, Hi

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to E•••• S••••••••• L••
left Aug 19, 2024, registered Oct 24, 2025 (431 days) · Affiliated broker-dealer or bank to another
C••••• A••••••• L•• to C••••• I••••••••• A••••••• L••
left Mar 21, 2024, registered Mar 21, 2024 (0 days) · corporate re-registration, not a move
N••••••••• M••••• I••••••••• S••••••••• to C••••• A••••••• L••
left Dec 31, 2020, registered Oct 26, 2023 (1029 days) · Other
O•••••• to N••••••••• M••••• I••••••••• S•••••••••
left Jun 18, 2018, registered Nov 8, 2018 (143 days) · Other
P••• A••••• S••••••••• L•• to O••••••
left Sep 14, 2016, registered Aug 5, 2016 (-40 days) · Other
E•••••••• A•••••••• L•• to P••• A••••• S••••••••• L••
left Jun 24, 2015, registered Jul 13, 2015 (19 days) · Other
N••••••••• M••••• I••••••••• S••••••••• to E•••••••• A•••••••• L••
left Jun 24, 2014, registered Jun 19, 2014 (-5 days) · Other
S••••• S••••••••• C••••••••• to N••••••••• M••••• I••••••••• S•••••••••
left Apr 29, 2003, registered Oct 29, 2009 (2375 days) · Other

Signals

E••• M•••• left C••••• I••••••••• A••••••• L•• for E•••• S••••••••• L•• (registered 2025-10-24)
Aug 19, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address