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Reading the graph
Advisor at COMMONWEALTH FINANCIAL NETWORK
Baton Rouge, LA | Timnath, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Oct 18, 2019 | n/a | yes | Timnath, CO|Baton Rouge, LA | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Apr 25, 2015 | Oct 22, 2019 | no | BATON ROUGE, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | COMMONWEALTH FINANCIAL NETWORK | Oct 22, 2019 | Oct 18, 2019 | -4 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6363:8032:LA:2019-10-22 | Oct 22, 2019 | Oct 18, 2019 | BATON ROUGE, LA | Firm change |