DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••••••• C••••••••• A••••••• S••••••••
CLEVELAND, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••••• C••••••••• A••••••• S•••••••• | Independent wealth | Jan 20, 2023 | n/a | yes | CLEVELAND, OH | Current employment |
| U•• A••••••• | Institutional manager | Apr 30, 2020 | Jun 21, 2022 | no | Cleveland, OH|Cleveland, OH|GLASTONBURY, CT |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U•• A••••••• | C••••••••• C••••••••• A••••••• S•••••••• | Jun 21, 2022 | Jan 20, 2023 | 213 | Firm change | Other |
| K••••• A••••••• S•••••••• L•• | U•• A••••••• | May 4, 2020 | Apr 30, 2020 |
| K••••• A••••••• S•••••••• L•• | Bd affiliated wealth | Apr 20, 2016 | May 4, 2020 | no | TWINSBURG, OH | Previous registration |
| N•• A•••••• S•••••••• L•• | Former SEC adviser | Dec 19, 2005 | Sep 22, 2016 | no | TWINSBURG, OH|TWINSBURG, OH | Previous registration |
| C•••••• • C•••••• A••••••• L•• | Independent wealth | Jan 7, 2005 | Mar 22, 2006 | no | TWINSBURG, OH | Previous registration |
| -4 |
| Firm change |
| Other |
| N•• A•••••• S•••••••• L•• | K••••• A••••••• S•••••••• L•• | Sep 22, 2016 | Apr 20, 2016 | -155 | Bulk transfer | Other |
| C•••••• • C•••••• A••••••• L•• | N•• A•••••• S•••••••• L•• | Mar 22, 2006 | Dec 19, 2005 | -93 | Firm change after gap | Other |