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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

SASHA MARIE OQUIN

Advisor at STEPHENS

LITTLE ROCK, AR

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Search this name across graphsid dfx:ria:bfec2d9d-7801-fb74-c76d-7b0fc87285c0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 4, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STEPHENS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 4, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jan 4, 2016
First registration: Jan 4, 2016
Dual registered: yes, broker-dealer
Other names: SASHA MARIE MULHERIN|SASHA MULHERIN|SASHA MARIE O'QUIN
IAPD individual key: 5716217

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Stephens	Bd affiliated wealth	Aug 22, 2018	n/a	yes	LITTLE ROCK, AR	Current employment
WELLS FARGO ADVISORS	Wirehouse	Sep 6, 2017	Aug 28, 2018	no	LITTLE ROCK, AR	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 22, 2016	Sep 1, 2017	no	LITTLE ROCK, AR	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 4, 2016	Apr 13, 2016	no	LITTLE ROCK, AR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	Stephens	Aug 28, 2018	Aug 22, 2018	-6	Firm change	Wirehouse to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	Sep 1, 2017	Sep 6, 2017	5	Firm change	Wirehouse to wirehouse
WELLS FARGO ADVISORS	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Apr 13, 2016	Apr 22, 2016	9	Firm change	Wirehouse to wirehouse

Relationships

Registered with (3)

→ STEPHENSRegistered adviserregistration: current employment
Aug 22, 2018 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Sep 6, 2017 to Aug 28, 2018factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Apr 22, 2016 to Sep 1, 2017factForm ADV

Dated events

No dated event names this entity yet.