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Advisor at CREATIVE PLANNING
OVERLAND PARK, KS | Pleasanton, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CREATIVE PLANNING | Independent wealth | Feb 17, 2025 | n/a | yes | OVERLAND PARK, KS|Pleasanton, CA | Current employment |
| MAXWELL WEALTH | Former SEC adviser | Jan 4, 2023 | May 6, 2025 | no | PLEASANTON, CA | Previous registration |
| E*TRADE CAPITAL MANAGEMENT, LLC | Former SEC adviser | May 28, 2009 | Jan 31, 2023 | no | ARLINGTON, VA|SAN FRANCISCO, CA|San Francisco, CA | Previous registration |
| AMERIPRISE ADVISOR SERVICES, INC. | n/a | Dec 3, 2004 | Mar 14, 2006 | no | SAN FRANCISCO, CA|SAN FRANCISCO, CA | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Aug 7, 2002 | Dec 8, 2004 | no | SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MAXWELL WEALTH | CREATIVE PLANNING | May 6, 2025 | Feb 17, 2025 | -78 | Firm change after gap | RIA to RIA |
| E*TRADE CAPITAL MANAGEMENT, LLC | MAXWELL WEALTH | Jan 31, 2023 | Jan 4, 2023 | -27 | Firm change | RIA to RIA |
| AMERIPRISE ADVISOR SERVICES, INC. | E*TRADE CAPITAL MANAGEMENT, LLC | Mar 14, 2006 | May 28, 2009 | 1,171 | Firm change after gap | Other |
| EQUITABLE ADVISORS, LLC | AMERIPRISE ADVISOR SERVICES, INC. | Dec 8, 2004 | Dec 3, 2004 | -5 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 317081:105348:CA:2025-05-06 | May 6, 2025 | Feb 17, 2025 | PLEASANTON, CA | Firm change after gap |