DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B••••••• A•••• B•••••••

C••••••• P•••••••independent RIAOverland Park, Ks IA-onlyIAPD 4548224

Feed of 09/15/2026

At current firm

1 y

since Feb 17, 2025

In the industry

24 y

since Aug 7, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• P••••••• independent RIA current
since Feb 17, 2025 · Overland Park, Ks
M•••••• W••••• former
Jan 4, 2023 to May 6, 2025 · Pleasanton, Ca
E•••••• C•••••• M••••••••• L•• former
May 28, 2009 to Jan 31, 2023 · Arlington, Va
A••••••••• A•••••• S•••••••• I••• unclassified
Dec 3, 2004 to Mar 14, 2006 · San Francisco, Ca
E•••••••• A•••••••• L•• national BD
Aug 7, 2002 to Dec 8, 2004 · San Francisco, Ca

Moves

a registration end followed by a registration begin elsewhere

M•••••• W••••• to C••••••• P•••••••
left May 6, 2025, registered Feb 17, 2025 (-78 days) · RIA to RIA · moved with a team
E•••••• C•••••• M••••••••• L•• to M•••••• W•••••
left Jan 31, 2023, registered Jan 4, 2023 (-27 days) · RIA to RIA
A••••••••• A•••••• S•••••••• I••• to E•••••• C•••••• M••••••••• L••
left Mar 14, 2006, registered May 28, 2009 (1171 days) · Other
E•••••••• A•••••••• L•• to A••••••••• A•••••• S•••••••• I•••
left Dec 8, 2004, registered Dec 3, 2004 (-5 days) · Other

Signals

B••••••• A•••• B••••••• left M•••••• W••••• for C••••••• P••••••• (registered 2025-02-17)
May 6, 2025 · a•••••• firm change · fact
B••••••• A•••• B••••••• left E•••••• C•••••• M••••••••• L•• for M•••••• W••••• (registered 2023-01-04)
Jan 31, 2023 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address