DFX Intelligence

A•••••••• F• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

A•••••••• F• D•••••

Advisor at I•••••• W•••••

ATLANTA, GA

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Search this name across graphsid dfx:ria:c002dca7-5f97-4633-9c54-e7844fd5b607

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 17, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 12, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••• W•••••	Independent wealth	Dec 1, 2017	n/a	yes	ATLANTA, GA	Current employment
M••••• S••••••	Wirehouse	Dec 7, 2009	Oct 16, 2017	no	Atlanta, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	I•••••• W•••••	Oct 16, 2017	Dec 1, 2017	46	Firm change	Wirehouse to new firm
C•••••••• G••••• M•••••• I•••	M••••• S••••••	Dec 2, 2009	Dec 7, 2009

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:289908:GA:2017-10-16	Oct 16, 2017	Dec 1, 2017	ATLANTA, GA	Firm change

Relationships

Registered with (5)

→ I•••••• W•••••Registered adviserregistration: current employment
Dec 1, 2017 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Dec 7, 2009 to Oct 16, 2017factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Oct 10, 2008 to Dec 2, 2009factForm ADV
→ M••••• S•••••• • C•• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c002dca7-5f97-4633-9c54-e7844fd5b607
First observed: Oct 17, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.