RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••••• F• D•••••
- I•••••• W••••• independent RIA currentsince Dec 1, 2017 · Atlanta, Ga
- M••••• S•••••• wirehouseDec 7, 2009 to Oct 16, 2017 · Atlanta, Ga
- C•••••••• G••••• M•••••• I••• BD affiliatedOct 10, 2008 to Dec 2, 2009 · New York, Ny
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Sep 22, 2008 · Atlanta, Ga
- M••••• S•••••• D• I••• unclassifiedOct 17, 2006 to Apr 2, 2007 · Atlanta, Ga
- M••••• S•••••• to I•••••• W•••••left Oct 16, 2017, registered Dec 1, 2017 (46 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Dec 2, 2009, registered Dec 7, 2009 (5 days) · Other
- M••••• S•••••• • C•• L•• to C•••••••• G••••• M•••••• I•••left Sep 22, 2008, registered Oct 10, 2008 (18 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address