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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

SMEAD CAPITAL MANAGEMENT, INC.

CRD 143567

PHOENIX, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c00a7e20-2c94-429b-95de-24037191e9eb

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 5
On other graphs: 0
Observed: Mar 22, 2012 to Mar 30, 2026
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.01 fund_share=0.88 institutional_share=0.0 related_bd=false related_bank=true bd_reps=9.0
Regulatory AUM: $5.5BItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $5.4B
Private client RAUM: $44.8MderivedItem 5.D individuals plus high net worth individuals
Private client share: 1%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $919Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 18
Advisory employees: 10
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 185
Individual clients: 2
High net worth clients: 49
SEC number: 801-67839
CIK: 1427008
CRD: 143567
Filings on the tape: 29
First filed: Mar 22, 2012
Latest filed: Mar 30, 2026
Organised: Corporation, WA
Website: smeadcap.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
WILLIAM WALLACE SMEAD	n/a	PHOENIX, AZ	19	45	1	no
COLE W. SMEAD	n/a	Phoenix, AZ	18	19	1	no
STEVEN JOSEPH LEMIRE	n/a	PHOENIX, AZ	12	23	2	no
YELENA ANATOLYEVNA SCHUBERT	n/a	PHOENIX, AZ	10	18	1	no
Daniel Marshall	n/a	Phoenix, AZ	6	14	1	yes
Brendan Patrick O'Hora	n/a	PHOENIX, AZ \| Ringwood, NJ	0	14	n/a	yes

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
SMEAD INTERNATIONAL VALUE FUND LP	Hedge Fund	$5.0M	Apr 12, 2021	8	Mar 6, 2015	dropped	021-232448
SMEAD OPPORTUNITIES VALUE FUND LP	Hedge Fund	$2.3M	Oct 15, 2020	5	Jul 1, 2015	dropped	021-242882

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LEMIRE, STEVEN, JOSEPH	CCO, SHAREHOLDER	A	yes	07/2014	Jul 16, 2014	Feb 26, 2024
SMEAD, COLE, W.	CEO, SHAREHOLDER	B	yes	01/2014	Mar 26, 2014	Feb 26, 2024
SMEAD, WILLIAM, WALLACE	CIO, SHAREHOLDER	D	yes	06/2007	Mar 22, 2012	Feb 26, 2024
WAY, WILLIAM, GRIFFITH	Shareholder	B	no	07/2007	Mar 22, 2012	Feb 26, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SMEAD CAPITAL MANAGEMENT (UK) LIMITED	n/a	n/a	n/a	N	yes	n/a
SMEAD PRIVATE FUND ADVISERS, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
JERSEY CITY	Nj	United States	3	no
London	n/a	United Kingdom	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$5.5B	$5.4B	18	10	2	n/a	n/a
2024	Mar 12, 2025	$7.2B	$7.0B	19	16	2	n/a	n/a
2023	Feb 26, 2024	$6.1B	$5.9B	17	10	2	n/a	n/a
2022	Mar 17, 2023	$5.3B	$5.2B	16	10	2	n/a	n/a
2021	Mar 16, 2022	$4.0B	$3.9B	13	10	2	n/a	n/a
2020	Mar 2, 2021	$1.8B	$1.8B	14	10	2	1	$5.0M
2019	Mar 10, 2020	$2.3B	$2.3B	15	3	2	2	$5.1M
2018	Mar 4, 2019	$2.0B	$2.0B	14	3	1	2	$3.6M
2017	Feb 21, 2018	$2.3B	$2.3B	13	3	1	2	$3.7M
2016	Mar 3, 2017	$2.0B	$2.0B	12	3	n/a	2	$2.3M
2015	Mar 3, 2016	$2.3B	$2.3B	11	3	n/a	2	$1.4M
2014	Mar 6, 2015	$1.1B	$1.1B	12	3	n/a	1	$216,000
2013	Mar 26, 2014	$762M	$762M	9	3	n/a	n/a	n/a
2012	Mar 20, 2013	$286M	$272M	6	3	n/a	n/a	n/a
2011	Mar 22, 2012	$170M	$170M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$5.5B	$7.2B	-23.1%	$5.3B	1.7%	18	19	2	2

Relationships

Registered with (8)

← Brendan Patrick O'HoraAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← Daniel MarshallAdvisorregistration: current employment
Jul 7, 2020 to presentfactForm ADV
← YELENA ANATOLYEVNA SCHUBERTAdvisorregistration: current employment
Jul 26, 2016 to presentfactForm ADV
← STEVEN JOSEPH LEMIREAdvisorregistration: current employment
Jul 16, 2014 to presentfactForm ADV
← COLE W. SMEADAdvisorregistration: current employment
Oct 31, 2007 to presentfactForm ADV
← WILLIAM WALLACE SMEADAdvisorregistration: current employment
Jun 29, 2007 to presentfactForm ADV
← James Banigan CaseyAdvisorregistration: previous registration
Sep 24, 2019 to Jul 16, 2025factForm ADV
← Robert Montgomery CarterAdvisorregistration: previous registration
Aug 30, 2018 to Dec 31, 2023factForm ADV

Controls (3)

← SMEAD, WILLIAM, WALLACEOwnerCIO, SHAREHOLDER, ownership code D, individual
Mar 22, 2012 to Feb 26, 2024factForm ADV
← LEMIRE, STEVEN, JOSEPHOwnerCCO, SHAREHOLDER, ownership code A, individual
Jul 16, 2014 to Feb 26, 2024factForm ADV
← SMEAD, COLE, W.OwnerCEO, SHAREHOLDER, ownership code B, individual
Mar 26, 2014 to Feb 26, 2024factForm ADV

Owns (1)

← WAY, WILLIAM, GRIFFITHOwnerSHAREHOLDER, ownership code B, individual
Mar 22, 2012 to Feb 26, 2024factForm ADV

Advises (2)

→ SMEAD INTERNATIONAL VALUE FUND LPPrivate fundHedge Fund, IA, no longer reported
Mar 6, 2015 to Apr 12, 2021factForm ADV
→ SMEAD OPPORTUNITIES VALUE FUND LPPrivate fundHedge Fund, IA, no longer reported
Jul 1, 2015 to Oct 15, 2020factForm ADV

Dated events

Occurred
Jul 16, 2025
Advisor changed firm
James Banigan Casey left Smead Capital Management, Inc. for Rockefeller Capital Management (registered 2025-07-29)
Form ADVobserved 6 days ago
Occurred
Dec 31, 2023
Advisor changed firm
Robert Montgomery Carter left Smead Capital Management, Inc. for Capital Client Group, Inc. (registered 2026-08-28)
Form ADVobserved 6 days ago
Occurred
Mar 17, 2023
Regulatory AUM changed
Smead Capital Management, Inc. reported RAUM $5.3B, up 31% from $4.0B (2022-03-16 to 2023-03-17)
Form ADVobserved 6 days ago
$1.2B
Occurred
Mar 16, 2022
Regulatory AUM changed
Smead Capital Management, Inc. reported RAUM $4.0B, up 126% from $1.8B (2021-04-12 to 2022-03-16)
Form ADVobserved 6 days ago
$2.2B
Occurred
Mar 10, 2020
Control person left
Alan Jameson Greenfileld (Chief Financial Officer) no longer on Schedule A of Smead Capital Management, Inc. (listed 2019-03-04, absent 2020-03-10)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c00a7e20-2c94-429b-95de-24037191e9eb
First observed: Mar 22, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SMEAD CAPITAL MANAGEMENT, INC.

CRD 143567

PHOENIX, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c00a7e20-2c94-429b-95de-24037191e9eb

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:17 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

WILLIAM WALLACE SMEAD

n/a

PHOENIX, AZ

COLE W. SMEAD

n/a

Phoenix, AZ

STEVEN JOSEPH LEMIRE

n/a

PHOENIX, AZ

YELENA ANATOLYEVNA SCHUBERT

n/a

PHOENIX, AZ

Daniel Marshall

n/a

Phoenix, AZ

yes

Brendan Patrick O'Hora

n/a

PHOENIX, AZ | Ringwood, NJ

n/a

yes

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

SMEAD INTERNATIONAL VALUE FUND LP

Hedge Fund

$5.0M

Apr 12, 2021

Mar 6, 2015

dropped

021-232448

SMEAD OPPORTUNITIES VALUE FUND LP

Hedge Fund

$2.3M

Oct 15, 2020

Jul 1, 2015

dropped

021-242882

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LEMIRE, STEVEN, JOSEPH

CCO, SHAREHOLDER

yes

07/2014

Jul 16, 2014

Feb 26, 2024

SMEAD, COLE, W.

CEO, SHAREHOLDER

yes

01/2014

Mar 26, 2014

Feb 26, 2024

SMEAD, WILLIAM, WALLACE

CIO, SHAREHOLDER

yes

06/2007

Mar 22, 2012

Feb 26, 2024

WAY, WILLIAM, GRIFFITH

Shareholder

07/2007

Mar 22, 2012

Feb 26, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SMEAD CAPITAL MANAGEMENT (UK) LIMITED

n/a

yes

n/a

SMEAD PRIVATE FUND ADVISERS, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

JERSEY CITY

United States

London

n/a

United Kingdom

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$5.5B

$5.4B

n/a

2024

Mar 12, 2025

$7.2B

$7.0B

n/a

2023

Feb 26, 2024

$6.1B

$5.9B

n/a

2022

Mar 17, 2023

$5.3B

$5.2B

n/a

2021

Mar 16, 2022

$4.0B

$3.9B

n/a

2020

Mar 2, 2021

$1.8B

$5.0M

2019

Mar 10, 2020

$2.3B

$5.1M

2018

Mar 4, 2019

$2.0B

$3.6M

2017

Feb 21, 2018

$2.3B

$3.7M

2016

Mar 3, 2017

$2.0B

n/a

$2.3M

2015

Mar 3, 2016

$2.3B

n/a

$1.4M

2014

Mar 6, 2015

$1.1B

n/a

$216,000

2013

Mar 26, 2014

$762M

n/a

2012

Mar 20, 2013

$286M

$272M

n/a

2011

Mar 22, 2012

$170M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$5.5B

$7.2B

-23.1%

$5.3B

1.7%