DFX Intelligence

J•••• B•••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)15 years in industry

J•••• B•••••• C••••

Advisor at R••••••••• C•••••• M•••••••••

••• Locked

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Search this name across graphsid dfx:ria:50294116-cdc6-8f47-a0a9-69c1351e7d4e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 5, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• C•••••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 17, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• C•••••• M•••••••••	Bd affiliated wealth	Jul 29, 2025	n/a	yes	PHOENIX, AZ\|NEW YORK, NY\|Scottsdale, AZ	Current employment
S•••• C•••••• M••••••••• I•••	Asset manager	Sep 24, 2019	Jul 16, 2025	no	PHOENIX, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••• C•••••• M••••••••• I•••	R••••••••• C•••••• M•••••••••	Jul 16, 2025	Jul 29, 2025	13	Firm change	Other
G••••••••• I•••••••••	S•••• C•••••• M••••••••• I•••	Aug 26, 2019	Sep 24, 2019

Relationships

Registered with (4)

→ R••••••••• C•••••• M•••••••••Registered adviserregistration: current employment
Jul 29, 2025 to presentfactForm ADV
→ S•••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Sep 24, 2019 to Jul 16, 2025factForm ADV
→ G••••••••• I•••••••••Registered adviserregistration: previous registration
Aug 15, 2018 to Aug 26, 2019factForm ADV
→ N••••• A•••• M••••••••• L••

Dated events

Occurred
Jul 16, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:50294116-cdc6-8f47-a0a9-69c1351e7d4e
First observed: Jul 5, 2012
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.