DFX Intelligence

R••••• H••••••• E••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

R••••• H••••••• E••••

Advisor at L•••• F••• A••••••• S•••••••

Greenville, NC | DALLAS, TX

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Search this name across graphsid dfx:ria:c0108592-bd20-542f-cbb8-a287030fc324

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 12, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••• F••• A••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 6, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••• F••• A••••••• S•••••••	Bd affiliated wealth	Oct 5, 2015	n/a	yes	DALLAS, TX\|Greenville, NC	Current employment
L•• F•••••••• L••	Bd affiliated wealth	May 17, 2017	Jan 24, 2018	no	GREENVILLE, NC\|LA GRANGE, NC\|GOLDSBORO, NC\|RALEIGH, NC\|WILLIAMSTON, NC\|NEW BERN, NC\|BELHAVEN, NC\|GREENVILLE, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	n/a	Jan 24, 2018	n/a	n/a	Departure no registered destination	Departure
P•••••••• S••••••••• I•••	L•••• F••• A••••••• S•••••••	Oct 5, 2015	Oct 5, 2015	0

Relationships

Registered with (3)

→ L•••• F••• A••••••• S•••••••Registered adviserregistration: current employment
Oct 5, 2015 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 17, 2017 to Jan 24, 2018factForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Aug 12, 2014 to Oct 5, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c0108592-bd20-542f-cbb8-a287030fc324
First observed: Aug 12, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.