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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

KEVIN JAMES LOSTY

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Acton, MA | Stow, MA

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Search this name across graphsid dfx:ria:c014cfa2-0365-072f-e47c-1bcb584b81cc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 28, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 2, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Feb 2, 2001
First registration: Jun 28, 2002
Dual registered: yes, broker-dealer
Other names: KEVIN JAMES LOSTY
IAPD individual key: 4023966

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Nov 20, 2018	n/a	yes	Stow, MA\|Acton, MA	Current employment
OHANESIAN / LECOURS, INC.	Former SEC adviser	Jun 23, 2015	Dec 14, 2018	no	Hudson, MA\|HUDSON, MA\|WEST HARTFORD, CT	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 25, 2013	Jun 24, 2015	no	HOLYOKE, MA\|NATICK, MA\|WEST WARWICK, RI\|TOPSFIELD, MA\|FRANKLIN, MA\|WARWICK, RI\|WEST WARWICK, RI	Previous registration
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Apr 4, 2003	Apr 16, 2009	no	DEDHAM, MA\|Braintree, MA	Previous registration
MONY SECURITIES CORPORATION	n/a	Jun 28, 2002	Apr 22, 2003	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OHANESIAN / LECOURS, INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Dec 14, 2018	Nov 20, 2018	-24	Firm change	RIA to ibd
MML INVESTORS SERVICES, LLC	OHANESIAN / LECOURS, INC.	Jun 24, 2015	Jun 23, 2015	-1	Firm change	Other
COMMONWEALTH FINANCIAL NETWORK	MML INVESTORS SERVICES, LLC	Apr 16, 2009	Mar 25, 2013	1,439	Firm change after gap	Other
MONY SECURITIES CORPORATION	COMMONWEALTH FINANCIAL NETWORK	Apr 22, 2003	Apr 4, 2003	-18	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
23757:134139:CT:2018-12-14	Dec 14, 2018	Nov 20, 2018	WEST HARTFORD, CT	Firm change

Relationships

Registered with (5)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Nov 20, 2018 to presentfactForm ADV
→ OHANESIAN / LECOURS, INC.Registered adviserregistration: previous registration
Jun 23, 2015 to Dec 14, 2018factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 25, 2013 to Jun 24, 2015factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Apr 4, 2003 to Apr 16, 2009factForm ADV
→ MONY SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jun 28, 2002 to Apr 22, 2003factForm ADV

Dated events

No dated event names this entity yet.