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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

Michael Read Wilcox

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Toledo, OH

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Search this name across graphsid dfx:ria:c016b720-969d-e97c-8aee-bc5837af892e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Oct 5, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 5, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Feb 25, 2003
First registration: Oct 5, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 1801579

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Sep 16, 2024	n/a	yes	Toledo, OH	Current employment
AMERITAS ADVISORY SERVICES, LLC	Bd affiliated wealth	Nov 1, 2021	Sep 18, 2024	no	Toledo, OH	Previous registration
AMERITAS ADVISORY SERVICES	Former SEC adviser	Jun 30, 2006	Nov 1, 2021	no	TOLEDO, OH\|LINCOLN, NE\|Lincoln, NE	Previous registration
CARILLON INVESTMENTS, INC.	n/a	Feb 28, 2003	Jun 30, 2006	no	TOLEDO, OH\|TOLEDO, OH	Previous registration
WILCOX FINANCIAL, INC.	n/a	Oct 5, 2000	Sep 16, 2024	no	TOLEDO, OH\|TOLEDO, OH\|TOLEDO, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERITAS ADVISORY SERVICES, LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Sep 18, 2024	Sep 16, 2024	-2	Firm change	Ibd to ibd
WILCOX FINANCIAL, INC.	CARILLON INVESTMENTS, INC.	Sep 16, 2024	Feb 28, 2003	-7,871	Firm change after gap	Other
AMERITAS ADVISORY SERVICES	AMERITAS ADVISORY SERVICES, LLC	Nov 1, 2021	Nov 1, 2021	0	Bulk transfer	Ibd to ibd
CARILLON INVESTMENTS, INC.	AMERITAS ADVISORY SERVICES	Jun 30, 2006	Jun 30, 2006	0	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
317245:149018:OH:2024-09-18	Sep 18, 2024	Sep 16, 2024	TOLEDO, OH	Firm change

Relationships

Registered with (5)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Sep 16, 2024 to presentfactForm ADV
→ AMERITAS ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Nov 1, 2021 to Sep 18, 2024factForm ADV
→ WILCOX FINANCIAL, INC.Registered adviserregistration: previous registration
Oct 5, 2000 to Sep 16, 2024factForm ADV
→ AMERITAS ADVISORY SERVICESRegistered adviserregistration: previous registration
Jun 30, 2006 to Nov 1, 2021factForm ADV
→ CARILLON INVESTMENTS, INC.Registered adviserregistration: previous registration
Feb 28, 2003 to Jun 30, 2006factForm ADV

Dated events

Occurred
Sep 18, 2024
Advisor changed firm
Michael Read Wilcox left Ameritas Advisory Services, Llc for Raymond James Financial Services Advisors, Inc (registered 2024-09-16)
Form ADVobserved 5 days ago
Occurred
Sep 16, 2024
Advisor changed firm
Michael Read Wilcox left Wilcox Financial, Inc. for Carillon Investments, Inc. (registered 2003-02-28)
Form ADVobserved 5 days ago